Unclaimed Profile

Kenneth Francis Dugan

LEOGROUP WEALTH SOLUTIONS, LLC·ISELIN, New Jersey

Series 2, Series 7, Series 63, Series 65, Series 66Clean record22 years registeredLEOGROUP WEALTH SOLUTIONS, LLC

100 WOOD AVE SOUTH, ISELIN, NJ 08830CRD# 2417378Firm CRD# 283891

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kenneth Francis Dugan · ISELIN, NJ

Registration

CRD #2417378 · LEOGROUP WEALTH SOLUTIONS, LLC · 22 years registered

Brand Profile

Not yet started

Career History

LEO WEALTH, LLC

Oct 2016 – present

LEO FUND SERVICES, LLC

Jan 2013 – present

FCG ADVISORS LLC

Jun 2011 – Dec 2012

CHATHAM, NJ

COMPREHENSIVE WEALTH SOLUTIONS, LLC

Jan 2009 – Aug 2011

CHEYENNE, WY

THE AYCO COMPANY,L.P.

Nov 2003 – Nov 2008

PARSIPPANY, NJ

Registrations & Exams

FINRA examinations passed

Series 2

Series 7

Series 63

Series 65

Series 66

Registration record

First registered · November 6, 2003

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LEO WEALTH, LLC

CRD 283891 · SEC 801-108435

AUM

$1.5B

Regulatory assets under management

Employees

3,937 client accounts

Services offered by LEO WEALTH, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at LEO WEALTH, LLC →

Introduction

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Frequently Asked Questions

What services does Kenneth Francis Dugan offer?

Kenneth Francis Dugan specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ISELIN, New Jersey for a consultation.

What are Kenneth Francis Dugan's credentials?

Kenneth Francis Dugan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kenneth Francis Dugan located?

Kenneth Francis Dugan is based in ISELIN, New Jersey, working with LEOGROUP WEALTH SOLUTIONS, LLC. Their office serves clients in the ISELIN metropolitan area and surrounding communities.

How does Kenneth Francis Dugan charge for services?

Kenneth Francis Dugan's firm is compensated through percentage of aum, hourly charges, subscription fees, other: financial planning fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LEOGROUP WEALTH SOLUTIONS, LLC?

LEOGROUP WEALTH SOLUTIONS, LLC has approximately 31 employees and manages $1.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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