Unclaimed Profile

James Peter Trozze

TRUST AND FIDUCIARY MANAGEMENT SERVICES, INC.·HASBROUCK HEIGHTS, New Jersey

SIE, Series 1, Series 12, Series 16, Series 24, Series 63, Series 66Clean record22 years registeredTRUST AND FIDUCIARY MANAGEMENT SERVICES, INC.

500 ROUTE 17, HASBROUCK HEIGHTS, NJ 07604CRD# 449713Firm CRD# 110240

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Peter Trozze · HASBROUCK HEIGHTS, NJ

Registration

CRD #449713 · TRUST AND FIDUCIARY MANAGEMENT SERVICES, INC. · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: TRUST AND FIDUCIARY MANAGEMENT SERVICES, INC.

WINSLOW, EVANS & CROCKER, INC.

May 2016 – Dec 2017

BOSTON, MA

TRUST AND FIDUCIARY MANAGEMENT SERVICES, INC.

May 2011 – Apr 2016

HASBROUCK HEIGHTS, NJ

WINSLOW, EVANS & CROCKER, INC.

Mar 2008 – Dec 2009

BOSTON, MA

UBS FINANCIAL SERVICES INC.

Jun 2004 – Mar 2006

PROVIDENCE, RI

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 12

Series 16

Series 24

Series 63

Series 66

Registration record

First registered · June 22, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TRUST AND FIDUCIARY MANAGEMENT SERVICES, INC.

CRD 110240 · SEC 801-60043

Employees

Total firm employees

Services offered by TRUST AND FIDUCIARY MANAGEMENT SERVICES, INC.

Per Form ADV

Other

View all advisors at TRUST AND FIDUCIARY MANAGEMENT SERVICES, INC. →

Introduction

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Frequently Asked Questions

What services does James Peter Trozze offer?

James Peter Trozze is a registered financial advisor in HASBROUCK HEIGHTS, New Jersey.

What are James Peter Trozze's credentials?

James Peter Trozze is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Peter Trozze located?

James Peter Trozze is based in HASBROUCK HEIGHTS, New Jersey, last registered with TRUST AND FIDUCIARY MANAGEMENT SERVICES, INC..

How does James Peter Trozze charge for services?

James Peter Trozze's firm is compensated through other: no fee arrangements at this time. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TRUST AND FIDUCIARY MANAGEMENT SERVICES, INC.?

TRUST AND FIDUCIARY MANAGEMENT SERVICES, INC. is a registered investment adviser with the SEC. See their Form ADV for full details.

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Other Advisors at TRUST AND FIDUCIARY MANAGEMENT SERVICES, INC.

James Michael Copell

HASBROUCK HEIGHTS, NJ

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