Unclaimed Profile

James Shagawat

BARON FINANCIAL GROUP LLC·FAIR LAWN, New Jersey

Clean recordBARON FINANCIAL GROUP LLC

16-00 ROUTE 208 SOUTH, FAIR LAWN, NJ 07410-2504CRD# 5045150Firm CRD# 144234

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Shagawat · FAIR LAWN, NJ

Registration

CRD #5045150 · BARON FINANCIAL GROUP LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

James Shagawat is a registered financial advisor based in FAIR LAWN, New Jersey, affiliated with BARON FINANCIAL GROUP LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Client Types

Individuals

High Net Worth Individuals

Nonprofits & Foundations

Introduction

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Firm Overview

Firm

BARON FINANCIAL GROUP LLC

AUM

$332M

Regulatory assets under management

Employees

Total firm employees

View all advisors at BARON FINANCIAL GROUP LLC →

Services

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Market timing services

Charitable organization or education services

Background

Compensation

Percentage of AUM

Subscription fees

Regulatory

SEC/IARD CRD# 5045150

Firm CRD# 144234

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does James Shagawat offer?

James Shagawat specializes in Financial Planning, Investment Management. Contact their office in FAIR LAWN, New Jersey for a consultation.

What are James Shagawat's credentials?

James Shagawat is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Shagawat located?

James Shagawat is based in FAIR LAWN, New Jersey, working with BARON FINANCIAL GROUP LLC. Their office serves clients in the FAIR LAWN metropolitan area and surrounding communities.

How does James Shagawat charge for services?

James Shagawat's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BARON FINANCIAL GROUP LLC?

BARON FINANCIAL GROUP LLC has approximately 8 employees and manages $332M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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