Unclaimed Profile

James Shagawat

BARON FINANCIAL GROUP LLC·FAIR LAWN, New Jersey

Clean record20 years registeredBARON FINANCIAL GROUP LLC

16-00 ROUTE 208 SOUTH, FAIR LAWN, NJ 07410-2504CRD# 5045150Firm CRD# 144234

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Shagawat · FAIR LAWN, NJ

Registration

CRD #5045150 · BARON FINANCIAL GROUP LLC · 20 years registered

Brand Profile

Not yet started

Career History

MARINER INDEPENDENT

Mar 2022 – present

ADVICEPERIOD, LLC

Sep 2019 – Mar 2022

PARAMUS, NJ

SHAGAWAT FINANCIAL ADVISORS, LLC DBA WINDFALL WEALTH ADVISORS

May 2017 – Sep 2019

PARAMUS, NJ

BARON FINANCIAL GROUP LLC

Jun 2007 – Mar 2017

FAIR LAWN, NJ

STONEGATE WEALTH MANAGEMENT, LLC

Jan 2006 – Nov 2007

FAIR LAWN, NJ

Registrations & Exams

Registration record

First registered · January 5, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BARON FINANCIAL GROUP LLC

CRD 144234 · SEC 801-67989

AUM

$332M

Regulatory assets under management

Employees

956 client accounts

Services offered by BARON FINANCIAL GROUP LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at BARON FINANCIAL GROUP LLC →

Introduction

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Frequently Asked Questions

What services does James Shagawat offer?

James Shagawat specializes in Financial Planning, Investment Management. Contact their office in FAIR LAWN, New Jersey for a consultation.

What are James Shagawat's credentials?

James Shagawat is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Shagawat located?

James Shagawat is based in FAIR LAWN, New Jersey, working with BARON FINANCIAL GROUP LLC. Their office serves clients in the FAIR LAWN metropolitan area and surrounding communities.

How does James Shagawat charge for services?

James Shagawat's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BARON FINANCIAL GROUP LLC?

BARON FINANCIAL GROUP LLC has approximately 8 employees and manages $332M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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