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James Shagawat

BARON FINANCIAL GROUP LLC·FAIR LAWN, New Jersey
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16-00 ROUTE 208 SOUTH, FAIR LAWN, NJ 07410-2504CRD# 5045150Firm CRD# 144234
01

About

James Shagawat is a registered financial advisor based in FAIR LAWN, New Jersey, affiliated with BARON FINANCIAL GROUP LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Nonprofits & Foundations
03

Firm Overview

Firm
BARON FINANCIAL GROUP LLC
BARON FINANCIAL GROUP LLC
AUM
$332M
Regulatory assets under management
Employees
8
Total firm employees
Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Market timing services
Charitable organization or education services
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 5045150
Firm CRD# 144234
No disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does James Shagawat offer?
James Shagawat specializes in Financial Planning, Investment Management. Contact their office in FAIR LAWN, New Jersey for a consultation.
What are James Shagawat's credentials?
James Shagawat is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Shagawat located?
James Shagawat is based in FAIR LAWN, New Jersey, working with BARON FINANCIAL GROUP LLC. Their office serves clients in the FAIR LAWN metropolitan area and surrounding communities.
How does James Shagawat charge for services?
James Shagawat's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is BARON FINANCIAL GROUP LLC?
BARON FINANCIAL GROUP LLC has approximately 8 employees and manages $332M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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