Unclaimed Profile

James S Colleary

NPA ASSET MANAGEMENT, LLC·FAIR LAWN, New Jersey

SIE, Series 7, Series 14, Series 24, Series 52TO, Series 53, Series 66, Series 99TO11 years registeredNPA ASSET MANAGEMENT, LLC

32-16 BROADWAY 2ND FLOOR, FAIR LAWN, NJ 07410CRD# 5844640Firm CRD# 131534

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James S Colleary · FAIR LAWN, NJ

Registration

CRD #5844640 · NPA ASSET MANAGEMENT, LLC · 11 years registered

Brand Profile

Not yet started

Career History

NPA ASSET MANAGEMENT, LLC

Jan 2018 – present

NPA ASSET MANAGEMENT, LLC

Sep 2014 – Dec 2017

PARAMUS, NJ

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 14

Series 24

Series 52TO

Series 53

Series 66

Series 99TO

Registration record

First registered · September 24, 2014

Years registered · 11

Disclosure History

2024Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

NPA ASSET MANAGEMENT, LLC

CRD 131534 · SEC 801-66006

AUM

$883M

Regulatory assets under management

Employees

2,853 client accounts

Services offered by NPA ASSET MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at NPA ASSET MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does James S Colleary offer?

James S Colleary specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in FAIR LAWN, New Jersey for a consultation.

What are James S Colleary's credentials?

James S Colleary is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James S Colleary located?

James S Colleary is based in FAIR LAWN, New Jersey, working with NPA ASSET MANAGEMENT, LLC. Their office serves clients in the FAIR LAWN metropolitan area and surrounding communities.

How does James S Colleary charge for services?

James S Colleary's firm is compensated through percentage of aum, subscription fees, other: referral fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NPA ASSET MANAGEMENT, LLC?

NPA ASSET MANAGEMENT, LLC has approximately 71 employees and manages $883M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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