Unclaimed Profile

Lance Alden Lipset

LWS WEALTH ADVISORS, INC.·BASKING RIDGE, New Jersey

SIE, Series 7, Series 31, Series 66CFPClean record22 years registeredLWS WEALTH ADVISORS, INC.

94 SOUTH FINLEY AVENUE, BASKING RIDGE, NJ 07920CRD# 4206300Firm CRD# 162265

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Lance Alden Lipset · BASKING RIDGE, NJ

Registration

CRD #4206300 · LWS WEALTH ADVISORS, INC. · 22 years registered

Brand Profile

Not yet started

Career History

MAI CAPITAL MANAGEMENT, LLC

Mar 2024 – present

LWS WEALTH ADVISORS, INC.

May 2012 – Mar 2024

BASKING RIDGE, NJ

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Apr 2004 – May 2012

SHORT HILLS, NJ

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 31

Series 66

Registration record

First registered · April 15, 2004

Years registered · 22

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LWS WEALTH ADVISORS, INC.

CRD 162265 · SEC 801-77756

AUM

$549M

Regulatory assets under management

Employees

805 client accounts

Services offered by LWS WEALTH ADVISORS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at LWS WEALTH ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does Lance Alden Lipset offer?

Lance Alden Lipset specializes in Financial Planning, Investment Management. Contact their office in BASKING RIDGE, New Jersey for a consultation.

What are Lance Alden Lipset's credentials?

Lance Alden Lipset holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Lance Alden Lipset located?

Lance Alden Lipset is based in BASKING RIDGE, New Jersey, working with LWS WEALTH ADVISORS, INC.. Their office serves clients in the BASKING RIDGE metropolitan area and surrounding communities.

How does Lance Alden Lipset charge for services?

Lance Alden Lipset's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LWS WEALTH ADVISORS, INC.?

LWS WEALTH ADVISORS, INC. has approximately 3 employees and manages $549M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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