Unclaimed Profile

John Joseph Brendel

BRENDEL FINANCIAL ADVISORS LLC·HANOVER, New Hampshire

SIE, Series 3, Series 7, Series 8, Series 9, Series 10, Series 63, Series 65, Series 99TO29 years registeredBRENDEL FINANCIAL ADVISORS LLC

64 LYME RD., HANOVER, NH 03755CRD# 1804805Firm CRD# 288927

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Joseph Brendel · HANOVER, NH

Registration

CRD #1804805 · BRENDEL FINANCIAL ADVISORS LLC · 29 years registered

Brand Profile

Not yet started

Career History

BRENDEL FINANCIAL ADVISORS LLC

Nov 2017 – present

BRENDEL & FISHER FINANCIAL ADVISORS

Apr 2011 – Nov 2017

HANOVER, NH

MORGAN STANLEY SMITH BARNEY LLC

Jun 2009 – May 2011

LEBANON, NH

CITIGROUP GLOBAL MARKETS INC.

Dec 2005 – Jun 2009

LEBANON, NH

ADVEST, INC.

Jun 1997 – Dec 2005

HANOVER, NH

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 8

Series 9

Series 10

Series 63

Series 65

Series 99TO

Registration record

First registered · June 20, 1997

Years registered · 29

Disclosure History

2008Customer Dispute·Withdrawn

1993Customer Dispute·Settled

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

BRENDEL FINANCIAL ADVISORS LLC

CRD 288927 · SEC 801-110901

AUM

$223M

Regulatory assets under management

Employees

709 client accounts

Services offered by BRENDEL FINANCIAL ADVISORS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at BRENDEL FINANCIAL ADVISORS LLC →

Introduction

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Frequently Asked Questions

What services does John Joseph Brendel offer?

John Joseph Brendel specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in HANOVER, New Hampshire for a consultation.

What are John Joseph Brendel's credentials?

John Joseph Brendel is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Joseph Brendel located?

John Joseph Brendel is based in HANOVER, New Hampshire, working with BRENDEL FINANCIAL ADVISORS LLC. Their office serves clients in the HANOVER metropolitan area and surrounding communities.

How does John Joseph Brendel charge for services?

John Joseph Brendel's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BRENDEL FINANCIAL ADVISORS LLC?

BRENDEL FINANCIAL ADVISORS LLC has approximately 4 employees and manages $223M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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