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Samuel Nellis Ginocchio

ZAZOVE ASSOCIATES LLC·INCLINE VILLAGE, Nevada
Clean recordZAZOVE ASSOCIATES LLC
1001 TAHOE BLVD, INCLINE VILLAGE, NV 89451CRD# 5088564Firm CRD# 104751

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Samuel Nellis Ginocchio · INCLINE VILLAGE, NV
Registration
CRD #5088564 · ZAZOVE ASSOCIATES LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Samuel Nellis Ginocchio is a registered financial advisor based in INCLINE VILLAGE, Nevada, affiliated with ZAZOVE ASSOCIATES LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Wealth Management
Client Types
Individuals
Pension & Retirement Plans
Introduction

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03

Firm Overview

Firm
ZAZOVE ASSOCIATES LLC
ZAZOVE ASSOCIATES LLC
AUM
$2.3B
Regulatory assets under management
Employees
25
Total firm employees
Services
Portfolio management (individuals)
Pension consulting
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 5088564
Firm CRD# 104751
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Samuel Nellis Ginocchio offer?
Samuel Nellis Ginocchio specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in INCLINE VILLAGE, Nevada for a consultation.
What are Samuel Nellis Ginocchio's credentials?
Samuel Nellis Ginocchio is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Samuel Nellis Ginocchio located?
Samuel Nellis Ginocchio is based in INCLINE VILLAGE, Nevada, working with ZAZOVE ASSOCIATES LLC. Their office serves clients in the INCLINE VILLAGE metropolitan area and surrounding communities.
How does Samuel Nellis Ginocchio charge for services?
Samuel Nellis Ginocchio's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ZAZOVE ASSOCIATES LLC?
ZAZOVE ASSOCIATES LLC has approximately 25 employees and manages $2.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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