Unclaimed Profile

Thomas Wayne Larson

CONLEY INVESTMENT COUNSEL INC·OMAHA, Nebraska

SIE, Series 3, Series 7, Series 63, Series 65Clean record20 years registeredCONLEY INVESTMENT COUNSEL INC

9300 UNDERWOOD AVENUE, OMAHA, NE 68114-2400CRD# 1137341Firm CRD# 111030

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Wayne Larson · OMAHA, NE

Registration

CRD #1137341 · CONLEY INVESTMENT COUNSEL INC · 20 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CONLEY INVESTMENT COUNSEL INC

WELLS FARGO ADVISORS

Apr 2016 – Feb 2026

LINCOLN, NE

SMITH HAYES ADVISERS INC

Jan 2014 – Apr 2016

OMAHA, NE

CONLEY INVESTMENT COUNSEL INC

May 2012 – Feb 2014

OMAHA, NE

RBC CAPITAL MARKETS, LLC

Sep 2005 – Dec 2011

LINCOLN, NE

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 63

Series 65

Registration record

First registered · September 30, 2005

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CONLEY INVESTMENT COUNSEL INC

CRD 111030 · SEC 801-56975

AUM

$105M

Regulatory assets under management

Employees

202 client accounts

Services offered by CONLEY INVESTMENT COUNSEL INC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at CONLEY INVESTMENT COUNSEL INC →

Introduction

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Frequently Asked Questions

What services does Thomas Wayne Larson offer?

Thomas Wayne Larson specializes in Investment Management, Wealth Management.

What are Thomas Wayne Larson's credentials?

Thomas Wayne Larson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas Wayne Larson located?

Thomas Wayne Larson is based in OMAHA, Nebraska, last registered with CONLEY INVESTMENT COUNSEL INC.

How does Thomas Wayne Larson charge for services?

Thomas Wayne Larson's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CONLEY INVESTMENT COUNSEL INC?

CONLEY INVESTMENT COUNSEL INC has approximately 6 employees and manages $105M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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