AdvisorOS Directory
Claim Profile
Unclaimed Profile
JP

Jon Charles Peterson

TD AMERITRADE INVESTMENT MANAGEMENT, LLC·OMAHA, Nebraska
SIE, Series 4, Series 7, Series 7TO, Series 24, Series 27, Series 63, Series 99TOClean recordTD AMERITRADE INVESTMENT MANAGEMENT, LLC
200 SOUTH 108TH AVENUE, OMAHA, NE 68154CRD# 2772631Firm CRD# 111514

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Jon Charles Peterson · OMAHA, NE
Registration
CRD #2772631 · TD AMERITRADE INVESTMENT MANAGEMENT, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 4
Series 7
Series 7TO
Series 24
Series 27
Series 63
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
CRD 111514 · SEC 801-55501
AUM
$15.8B
Regulatory assets under management
Employees
20
101,875 client accounts
Services offered by TD AMERITRADE INVESTMENT MANAGEMENT, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at TD AMERITRADE INVESTMENT MANAGEMENT, LLC →
Introduction

Speak with Jon

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Jon is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in OMAHA?

Browse all registered financial advisors in OMAHA, Nebraska or claim this profile if it's yours.

Browse OMAHA AdvisorsAre you this advisor? Claim profile
04

Frequently Asked Questions

What services does Jon Charles Peterson offer?
Jon Charles Peterson specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in OMAHA, Nebraska for a consultation.
What are Jon Charles Peterson's credentials?
Jon Charles Peterson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Jon Charles Peterson located?
Jon Charles Peterson is based in OMAHA, Nebraska, working with TD AMERITRADE INVESTMENT MANAGEMENT, LLC. Their office serves clients in the OMAHA metropolitan area and surrounding communities.
How does Jon Charles Peterson charge for services?
Jon Charles Peterson's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is TD AMERITRADE INVESTMENT MANAGEMENT, LLC?
TD AMERITRADE INVESTMENT MANAGEMENT, LLC has approximately 20 employees and manages $15.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at TD AMERITRADE INVESTMENT MANAGEMENT, LLC

Shelby Lee Meyer
OMAHA, NE
Matthew Thomas Judge
OMAHA, NE
Joseph John Correnti
OMAHA, NE
Keith Denerstein
OMAHA, NE
Thomas Robert Casey
OMAHA, NE
CFP
John Bell
OMAHA, NE
CFP

More Advisors in OMAHA, Nebraska

Bryan Todd Baas
TD AMERITRADE, INC.·OMAHA, NE
Lori Ann Dorsey
WEITZ INVESTMENT MANAGEMENT, INC.·OMAHA, NE
Malia Little Jamal
BANCWEST INVESTMENT SERVICES, INC.·OMAHA, NE
Ryan Bruce Beach
ORION PORTFOLIO SOLUTIONS, LLC·OMAHA, NE
John Russel Vanneman
ORION PORTFOLIO SOLUTIONS, LLC·OMAHA, NE
CFA
Ryan Stephen Sabol
MUTUAL ADVISORS, LLC·OMAHA, NE

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Nebraska
LINCOLN (90)LA VISTA (18)LAVISTA (12)GRAND ISLAND (8)NORTH PLATTE (7)NORFOLK (6)SCOTTSBLUFF (5)KEARNEY (5)LOUISVILLE (4)HASTINGS (4)
City Guides
LINCOLN GuideLA VISTA GuideLAVISTA GuideGRAND ISLAND GuideNORTH PLATTE Guide
Research
Advisor Fees in NebraskaNational Fee Analysis
Request removal of this profile