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Shane Michael Riley

PITTENGER & ANDERSON INC·LINCOLN, Nebraska
Series 65Clean record15 years registeredPITTENGER & ANDERSON INC
5533 S. 27TH STREET, LINCOLN, NE 68512CRD# 5932686Firm CRD# 111033

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Shane Michael Riley · LINCOLN, NE
Registration
CRD #5932686 · PITTENGER & ANDERSON INC · 15 years registered
Brand Profile
Not yet started
01

Career History

Jun 2011present
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · June 23, 2011
Years registered · 15
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
PITTENGER & ANDERSON INC
CRD 111033 · SEC 801-49107
AUM
$3.3B
Regulatory assets under management
Employees
14
2,126 client accounts
Services offered by PITTENGER & ANDERSON INC
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Introduction

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05

Frequently Asked Questions

What services does Shane Michael Riley offer?
Shane Michael Riley specializes in Financial Planning, Investment Management. Contact their office in LINCOLN, Nebraska for a consultation.
What are Shane Michael Riley's credentials?
Shane Michael Riley is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Shane Michael Riley located?
Shane Michael Riley is based in LINCOLN, Nebraska, working with PITTENGER & ANDERSON INC. Their office serves clients in the LINCOLN metropolitan area and surrounding communities.
How does Shane Michael Riley charge for services?
Shane Michael Riley's firm is compensated through percentage of aum, other: flat fee for financial plans for non-aum client. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PITTENGER & ANDERSON INC?
PITTENGER & ANDERSON INC has approximately 14 employees and manages $3.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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