Unclaimed Profile

James S Pittenger

PITTENGER & ANDERSON INC·LINCOLN, Nebraska

Series 7, Series 6622 years registeredPITTENGER & ANDERSON INC

5533 S. 27TH STREET, LINCOLN, NE 68512CRD# 4681560Firm CRD# 111033

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James S Pittenger · LINCOLN, NE

Registration

CRD #4681560 · PITTENGER & ANDERSON INC · 22 years registered

Brand Profile

Not yet started

Career History

PITTENGER & ANDERSON INC

Aug 2006 – present

WELLS FARGO INVESTMENTS, LLC

Nov 2003 – Jun 2006

LINCOLN, NE

Registrations & Exams

FINRA examinations passed

Series 7

Series 66

Registration record

First registered · November 21, 2003

Years registered · 22

Disclosure History

1999Criminal·Final Disposition

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

PITTENGER & ANDERSON INC

CRD 111033 · SEC 801-49107

AUM

$3.3B

Regulatory assets under management

Employees

2,126 client accounts

Services offered by PITTENGER & ANDERSON INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PITTENGER & ANDERSON INC →

Introduction

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Frequently Asked Questions

What services does James S Pittenger offer?

James S Pittenger specializes in Financial Planning, Investment Management. Contact their office in LINCOLN, Nebraska for a consultation.

What are James S Pittenger's credentials?

James S Pittenger is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James S Pittenger located?

James S Pittenger is based in LINCOLN, Nebraska, working with PITTENGER & ANDERSON INC. Their office serves clients in the LINCOLN metropolitan area and surrounding communities.

How does James S Pittenger charge for services?

James S Pittenger's firm is compensated through percentage of aum, other: flat fee for financial plans for non-aum client. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PITTENGER & ANDERSON INC?

PITTENGER & ANDERSON INC has approximately 14 employees and manages $3.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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