AdvisorOS Directory
Claim Profile
Unclaimed Profile
DK

Diane Lynn Klein

PITTENGER & ANDERSON INC·LINCOLN, Nebraska
Series 65Clean record24 years registeredPITTENGER & ANDERSON INC
5533 S. 27TH STREET, LINCOLN, NE 68512CRD# 4519237Firm CRD# 111033

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Diane Lynn Klein · LINCOLN, NE
Registration
CRD #4519237 · PITTENGER & ANDERSON INC · 24 years registered
Brand Profile
Not yet started
01

Career History

PITTENGER & ANDERSON INC
Mar 2002 – present
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · March 18, 2002
Years registered · 24
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
PITTENGER & ANDERSON INC
CRD 111033 · SEC 801-49107
AUM
$3.3B
Regulatory assets under management
Employees
14
2,126 client accounts
Services offered by PITTENGER & ANDERSON INC
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at PITTENGER & ANDERSON INC →
Introduction

Speak with Diane

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Diane is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in LINCOLN?

Browse all registered financial advisors in LINCOLN, Nebraska or claim this profile if it's yours.

Browse LINCOLN AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does Diane Lynn Klein offer?
Diane Lynn Klein specializes in Financial Planning, Investment Management. Contact their office in LINCOLN, Nebraska for a consultation.
What are Diane Lynn Klein's credentials?
Diane Lynn Klein is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Diane Lynn Klein located?
Diane Lynn Klein is based in LINCOLN, Nebraska, working with PITTENGER & ANDERSON INC. Their office serves clients in the LINCOLN metropolitan area and surrounding communities.
How does Diane Lynn Klein charge for services?
Diane Lynn Klein's firm is compensated through percentage of aum, other: flat fee for financial plans for non-aum client. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PITTENGER & ANDERSON INC?
PITTENGER & ANDERSON INC has approximately 14 employees and manages $3.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at PITTENGER & ANDERSON INC

James S Pittenger
LINCOLN, NE
Daniel Erick Frost
LINCOLN, NE
Daniel L Anderson
LINCOLN, NE
James S Pittenger
LINCOLN, NE
Jon Justin Sevenker
LINCOLN, NE
Kristin M Kliewer
LINCOLN, NE

More Advisors in LINCOLN, Nebraska

Jay Allen Spearman
AMERITAS INVESTMENT CORP·LINCOLN, NE
Dallas Wayne Watkins
AMERITAS INVESTMENT CORP·LINCOLN, NE
Eric Embree Stone
ALLSTATE FINANCIAL ADVISORS, LLC·LINCOLN, NE
Owen Thomas Stewart
MACRO FINANCIAL ADVISORS, INC·LINCOLN, NE
John Edward Trecek
AMERITAS INVESTMENT CORP·LINCOLN, NE
Scott Sullivan Delaney
ALLSTATE FINANCIAL ADVISORS, LLC·LINCOLN, NE

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Nebraska
OMAHA (287)LA VISTA (18)LAVISTA (12)GRAND ISLAND (8)NORTH PLATTE (7)NORFOLK (6)SCOTTSBLUFF (5)KEARNEY (5)LOUISVILLE (4)HASTINGS (4)
City Guides
OMAHA GuideLA VISTA GuideLAVISTA GuideGRAND ISLAND GuideNORTH PLATTE Guide
Research
Advisor Fees in NebraskaNational Fee Analysis
Request removal of this profile