Unclaimed Profile

Pamela Janine Wertheim

ARBOR POINT ADVISORS, LLC·LAVISTA, Nebraska

SIE, Series 6, Series 7, Series 22, Series 24, Series 63, Series 65, Series 99TOClean record32 years registeredARBOR POINT ADVISORS, LLC

12325 PORT GRACE BLVD., LAVISTA, NE 68128CRD# 1311477Firm CRD# 165127

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Pamela Janine Wertheim · LAVISTA, NE

Registration

CRD #1311477 · ARBOR POINT ADVISORS, LLC · 32 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ARBOR POINT ADVISORS, LLC

SECURITIES AMERICA ADVISORS, INC.

Aug 2021 – Jul 2023

OMAHA, NE

SECURITIES AMERICA ADVISORS, INC.

Mar 1994 – Aug 2021

LAVISTA, NE

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 22

Series 24

Series 63

Series 65

Series 99TO

Registration record

First registered · March 24, 1994

Years registered · 32

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ARBOR POINT ADVISORS, LLC

CRD 165127 · SEC 801-77135

AUM

$6.9B

Regulatory assets under management

Employees

2,643

28,010 client accounts

Services offered by ARBOR POINT ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at ARBOR POINT ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Pamela Janine Wertheim offer?

Pamela Janine Wertheim specializes in Financial Planning, Investment Management, Wealth Management.

What are Pamela Janine Wertheim's credentials?

Pamela Janine Wertheim is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Pamela Janine Wertheim located?

Pamela Janine Wertheim is based in LAVISTA, Nebraska, last registered with ARBOR POINT ADVISORS, LLC.

How does Pamela Janine Wertheim charge for services?

Pamela Janine Wertheim's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ARBOR POINT ADVISORS, LLC?

ARBOR POINT ADVISORS, LLC has approximately 2643 employees and manages $6.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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