Unclaimed Profile

Dennis Michael King

ARBOR POINT ADVISORS, LLC·LAVISTA, Nebraska

SIE, Series 1, Series 7, Series 15, Series 24, Series 63, Series 65, Series 99TOCFP26 years registeredARBOR POINT ADVISORS, LLC

12325 PORT GRACE BLVD., LAVISTA, NE 68128CRD# 707144Firm CRD# 165127

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Dennis Michael King · LAVISTA, NE

Registration

CRD #707144 · ARBOR POINT ADVISORS, LLC · 26 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ARBOR POINT ADVISORS, LLC

ARBOR POINT ADVISORS

Mar 2015 – May 2024

LA VISTA, NE

BRECEK & YOUNG ADVISORS, INC.

Dec 2010 – May 2012

LA VISTA, NE

SECURITIES AMERICA ADVISORS, INC.

Apr 2005 – May 2024

LA VISTA, NE

SECURITIES AMERICA ADVISORS, INC.

Jul 2000 – Mar 2005

OMAHA, NE

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 7

Series 15

Series 24

Series 63

Series 65

Series 99TO

Registration record

First registered · July 13, 2000

Years registered · 26

Professional designation · CFP

Disclosure History

2010Customer Dispute·Settled

1992Customer Dispute·Settled

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

ARBOR POINT ADVISORS, LLC

CRD 165127 · SEC 801-77135

AUM

$6.9B

Regulatory assets under management

Employees

2,643

28,010 client accounts

Services offered by ARBOR POINT ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at ARBOR POINT ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Dennis Michael King offer?

Dennis Michael King specializes in Financial Planning, Investment Management, Wealth Management.

What are Dennis Michael King's credentials?

Dennis Michael King holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Dennis Michael King located?

Dennis Michael King is based in LAVISTA, Nebraska, last registered with ARBOR POINT ADVISORS, LLC.

How does Dennis Michael King charge for services?

Dennis Michael King's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ARBOR POINT ADVISORS, LLC?

ARBOR POINT ADVISORS, LLC has approximately 2643 employees and manages $6.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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