Unclaimed Profile

Shawn Michael Hertz

ADDISON ADVISORS, LLC·BOZEMAN, Montana

SIE, Series 7, Series 63, Series 6527 years registeredADDISON ADVISORS, LLC

2407 W. MAIN STREET, BOZEMAN, MT 59718CRD# 1875185Firm CRD# 290072

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Shawn Michael Hertz · BOZEMAN, MT

Registration

CRD #1875185 · ADDISON ADVISORS, LLC · 27 years registered

Brand Profile

Not yet started

Career History

STIFEL, NICOLAUS & COMPANY, INCORPORATED

May 2009 – present

EQUILIBRIUM, LLC

Oct 2017 – Nov 2017

BOZEMAN, MT

CITIGROUP GLOBAL MARKETS INC.

Feb 1999 – May 2009

BOZEMAN, MT

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · February 1, 1999

Years registered · 27

Disclosure History

2002Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

EQUILIBRIUM, LLC

CRD 290072 · SEC 801-111920

AUM

—

Regulatory assets under management

Employees

Total firm employees

Services offered by EQUILIBRIUM, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at EQUILIBRIUM, LLC →

Introduction

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Frequently Asked Questions

What services does Shawn Michael Hertz offer?

Shawn Michael Hertz specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in BOZEMAN, Montana for a consultation.

What are Shawn Michael Hertz's credentials?

Shawn Michael Hertz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Shawn Michael Hertz located?

Shawn Michael Hertz is based in BOZEMAN, Montana, working with ADDISON ADVISORS, LLC. Their office serves clients in the BOZEMAN metropolitan area and surrounding communities.

How does Shawn Michael Hertz charge for services?

Shawn Michael Hertz's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ADDISON ADVISORS, LLC?

ADDISON ADVISORS, LLC has approximately 4 employees. The firm is registered with the SEC as an investment adviser.

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