Unclaimed Profile

Lisa Asher

XY INVESTMENT SOLUTIONS, LLC·BOZEMAN, Montana

SIE, Series 7, Series 66CFAClean record6 years registeredXY INVESTMENT SOLUTIONS, LLC

24 E. MAIN STREET, BOZEMAN, MT 59715CRD# 6334774Firm CRD# 285967

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Lisa Asher · BOZEMAN, MT

Registration

CRD #6334774 · XY INVESTMENT SOLUTIONS, LLC · 6 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: XY INVESTMENT SOLUTIONS, LLC

XY INVESTMENT SOLUTIONS, LLC

Oct 2019 – Mar 2021

BOZEMAN, MT

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · October 23, 2019

Years registered · 6

Professional designation · CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

XY INVESTMENT SOLUTIONS, LLC

CRD 285967 · SEC 801-118916

AUM

$133M

Regulatory assets under management

Employees

1,451 client accounts

Services offered by XY INVESTMENT SOLUTIONS, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at XY INVESTMENT SOLUTIONS, LLC →

Introduction

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Frequently Asked Questions

What services does Lisa Asher offer?

Lisa Asher specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are Lisa Asher's credentials?

Lisa Asher holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Lisa Asher located?

Lisa Asher is based in BOZEMAN, Montana, last registered with XY INVESTMENT SOLUTIONS, LLC.

How does Lisa Asher charge for services?

Lisa Asher's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is XY INVESTMENT SOLUTIONS, LLC?

XY INVESTMENT SOLUTIONS, LLC has approximately 15 employees and manages $133M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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