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Stephen Jones Douglass

NISA INVESTMENT ADVISORS, LLC·ST. LOUIS, Missouri
Series 3, Series 65Clean record6 years registeredNISA INVESTMENT ADVISORS, LLC
101 SOUTH HANLEY ROAD SUITE 1700, ST. LOUIS, MO 63105-3787CRD# 7208848Firm CRD# 107313

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Stephen Jones Douglass · ST. LOUIS, MO
Registration
CRD #7208848 · NISA INVESTMENT ADVISORS, LLC · 6 years registered
Brand Profile
Not yet started
01

Career History

NISA INVESTMENT ADVISORS, LLC
Jan 2020 – present
02

Registrations & Exams

FINRA examinations passed
Series 3
Series 65
Registration record
First registered · January 3, 2020
Years registered · 6
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
NISA INVESTMENT ADVISORS, LLC
CRD 107313 · SEC 801-45153
AUM
$306.2B
Regulatory assets under management
Employees
390
282 client accounts
Services offered by NISA INVESTMENT ADVISORS, LLC
Per Form ADV
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
View all advisors at NISA INVESTMENT ADVISORS, LLC →
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05

Frequently Asked Questions

What services does Stephen Jones Douglass offer?
Stephen Jones Douglass specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in ST. LOUIS, Missouri for a consultation.
What are Stephen Jones Douglass's credentials?
Stephen Jones Douglass is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Stephen Jones Douglass located?
Stephen Jones Douglass is based in ST. LOUIS, Missouri, working with NISA INVESTMENT ADVISORS, LLC. Their office serves clients in the ST. LOUIS metropolitan area and surrounding communities.
How does Stephen Jones Douglass charge for services?
Stephen Jones Douglass's firm is compensated through percentage of aum, subscription fees, performance-based fees, other: other appropriate measure of program size. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is NISA INVESTMENT ADVISORS, LLC?
NISA INVESTMENT ADVISORS, LLC has approximately 390 employees and manages $306.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at NISA INVESTMENT ADVISORS, LLC

Gregory Jerrold Yess
ST. LOUIS, MO
Cheryl Leigh Hanson
ST. LOUIS, MO
Aaron Mathew Johnson
ST. LOUIS, MO
John Sook Choe
ST. LOUIS, MO
Ann Marie Lanza Gehring
ST. LOUIS, MO
Clarence Robert Krebs
ST. LOUIS, MO

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Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Missouri
KANSAS CITY (148)CLAYTON (77)CHESTERFIELD (69)SAINT LOUIS (65)SPRINGFIELD (36)MANCHESTER (20)COLUMBIA (18)ST. PETERS (16)JEFFERSON CITY (10)LEE'S SUMMIT (10)
City Guides
KANSAS CITY GuideCLAYTON GuideCHESTERFIELD GuideSAINT LOUIS GuideSPRINGFIELD Guide
Research
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