Unclaimed Profile

Penelope Pennington

EDWARD D. JONES & CO., L.P.·ST. LOUIS, Missouri

SIE, Series 7, Series 24, Series 63, Series 6619 years registeredEDWARD D. JONES & CO., L.P.

12555 MANCHESTER RD, ST. LOUIS, MO 63131CRD# 4037237Firm CRD# 250

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Penelope Pennington · ST. LOUIS, MO

Registration

CRD #4037237 · EDWARD D. JONES & CO., L.P. · 19 years registered

Brand Profile

Not yet started

Career History

EDWARD JONES

Apr 2007 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 66

Registration record

First registered · April 4, 2007

Years registered · 19

Disclosure History

2004Customer Dispute·Denied

2001Customer Dispute·Denied

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

EDWARD D. JONES & CO., L.P.

CRD 250 · SEC 801-3297

AUM

$692.2B

Regulatory assets under management

Employees

29,309

4,749,388 client accounts

Services offered by EDWARD D. JONES & CO., L.P.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at EDWARD D. JONES & CO., L.P. →

Introduction

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Frequently Asked Questions

What services does Penelope Pennington offer?

Penelope Pennington specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ST. LOUIS, Missouri for a consultation.

What are Penelope Pennington's credentials?

Penelope Pennington is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Penelope Pennington located?

Penelope Pennington is based in ST. LOUIS, Missouri, working with EDWARD D. JONES & CO., L.P.. Their office serves clients in the ST. LOUIS metropolitan area and surrounding communities.

How does Penelope Pennington charge for services?

Penelope Pennington's firm is compensated through percentage of aum, other: see schedule d - miscellaneous. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is EDWARD D. JONES & CO., L.P.?

EDWARD D. JONES & CO., L.P. has approximately 29309 employees and manages $692.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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