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Paul Thomas Fullerton

ROMAN BUTLER FULLERTON & CO·ST. LOUIS, Missouri
SIE, Series 7, Series 63, Series 65Clean record20 years registeredROMAN BUTLER FULLERTON & CO
680 CRAIG ROAD, ST. LOUIS, MO 63141CRD# 4699243Firm CRD# 104771

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Paul Thomas Fullerton · ST. LOUIS, MO
Registration
CRD #4699243 · ROMAN BUTLER FULLERTON & CO · 20 years registered
Brand Profile
Not yet started
01

Career History

Apr 2006present
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 63
Series 65
Registration record
First registered · April 18, 2006
Years registered · 20
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
ROMAN BUTLER FULLERTON & CO
CRD 104771 · SEC 801-20351
AUM
$517M
Regulatory assets under management
Employees
18
2,369 client accounts
Services offered by ROMAN BUTLER FULLERTON & CO
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Introduction

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05

Frequently Asked Questions

What services does Paul Thomas Fullerton offer?
Paul Thomas Fullerton specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ST. LOUIS, Missouri for a consultation.
What are Paul Thomas Fullerton's credentials?
Paul Thomas Fullerton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Paul Thomas Fullerton located?
Paul Thomas Fullerton is based in ST. LOUIS, Missouri, working with ROMAN BUTLER FULLERTON & CO. Their office serves clients in the ST. LOUIS metropolitan area and surrounding communities.
How does Paul Thomas Fullerton charge for services?
Paul Thomas Fullerton's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ROMAN BUTLER FULLERTON & CO?
ROMAN BUTLER FULLERTON & CO has approximately 18 employees and manages $517M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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