Unclaimed Profile

John Richard Smith

HANCOCK INSTITUTIONAL ADVISORS, LLC·ST. LOUIS, Missouri

SIE, Series 7, Series 53, Series 63, Series 66Clean record24 years registeredHANCOCK INSTITUTIONAL ADVISORS, LLC

383 MARSHALL AVENUE, ST. LOUIS, MO 63119-1831CRD# 1799256Firm CRD# 149294

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Richard Smith · ST. LOUIS, MO

Registration

CRD #1799256 · HANCOCK INSTITUTIONAL ADVISORS, LLC · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: HANCOCK INSTITUTIONAL ADVISORS, LLC

DETALUS ADVISORS, LLC

Mar 2016 – Jul 2020

ST. LOUIS, MO

DETALUS INSTITUTIONAL, LLC

May 2009 – Mar 2016

ST. LOUIS, MO

HANCOCK INVESTMENT ADVISORS, LLC

Apr 2005 – Sep 2010

ST LOUIS, MO

BETZOLD INVESTMENT GROUP, INC.

Jun 2002 – Sep 2002

ITASCA, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 53

Series 63

Series 66

Registration record

First registered · June 24, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HANCOCK INSTITUTIONAL ADVISORS, LLC

CRD 149294 · SEC 801-70028

AUM

$1.5B

Regulatory assets under management

Employees

13 client accounts

Services offered by HANCOCK INSTITUTIONAL ADVISORS, LLC

Per Form ADV

Selection of other advisers

View all advisors at HANCOCK INSTITUTIONAL ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does John Richard Smith offer?

John Richard Smith specializes in Wealth Management.

What are John Richard Smith's credentials?

John Richard Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Richard Smith located?

John Richard Smith is based in ST. LOUIS, Missouri, last registered with HANCOCK INSTITUTIONAL ADVISORS, LLC.

How does John Richard Smith charge for services?

John Richard Smith's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HANCOCK INSTITUTIONAL ADVISORS, LLC?

HANCOCK INSTITUTIONAL ADVISORS, LLC has approximately 6 employees and manages $1.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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