Unclaimed Profile

David Scott Brooks

FINANCIAL & TAX ARCHITECTS, LLC·ST. LOUIS, Missouri

Series 6, Series 7, Series 63, Series 6527 years registeredFINANCIAL & TAX ARCHITECTS, LLC

12412 POWERSCOURT DRIVE, ST. LOUIS, MO 63131CRD# 1920936Firm CRD# 119169

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Scott Brooks · ST. LOUIS, MO

Registration

CRD #1920936 · FINANCIAL & TAX ARCHITECTS, LLC · 27 years registered

Brand Profile

Not yet started

Career History

FINANCIAL & TAX ARCHITECTS, LLC

Jul 1999 – present

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · July 9, 1999

Years registered · 27

Disclosure History

1998Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

FINANCIAL & TAX ARCHITECTS, LLC

CRD 119169 · SEC 801-114688

AUM

$410M

Regulatory assets under management

Employees

4,186 client accounts

Services offered by FINANCIAL & TAX ARCHITECTS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at FINANCIAL & TAX ARCHITECTS, LLC →

Introduction

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Frequently Asked Questions

What services does David Scott Brooks offer?

David Scott Brooks specializes in Financial Planning, Investment Management. Contact their office in ST. LOUIS, Missouri for a consultation.

What are David Scott Brooks's credentials?

David Scott Brooks is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Scott Brooks located?

David Scott Brooks is based in ST. LOUIS, Missouri, working with FINANCIAL & TAX ARCHITECTS, LLC. Their office serves clients in the ST. LOUIS metropolitan area and surrounding communities.

How does David Scott Brooks charge for services?

David Scott Brooks's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FINANCIAL & TAX ARCHITECTS, LLC?

FINANCIAL & TAX ARCHITECTS, LLC has approximately 38 employees and manages $410M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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