Unclaimed Profile

Alan J Herzog

OLIVE STREET INVESTMENT ADVISERS, LLC·ST. LOUIS, Missouri

SIE, Series 7, Series 9, Series 10, Series 14, Series 24, Series 66Clean record17 years registeredOLIVE STREET INVESTMENT ADVISERS, LLC

12555 MANCHESTER ROAD, ST. LOUIS, MO 63131CRD# 4334528Firm CRD# 166710

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Alan J Herzog · ST. LOUIS, MO

Registration

CRD #4334528 · OLIVE STREET INVESTMENT ADVISERS, LLC · 17 years registered

Brand Profile

Not yet started

Career History

EDWARD JONES

Feb 2013 – present

WELLS FARGO ADVISORS, LLC

Feb 2009 – Feb 2013

ST. LOUIS, MO

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 14

Series 24

Series 66

Registration record

First registered · February 6, 2009

Years registered · 17

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

OLIVE STREET INVESTMENT ADVISERS, LLC

CRD 166710 · SEC 801-77754

AUM

$178.2B

Regulatory assets under management

Employees

246

13 client accounts

Services offered by OLIVE STREET INVESTMENT ADVISERS, LLC

Per Form ADV

Portfolio management (pooled investments)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Institutional Investors

View all advisors at OLIVE STREET INVESTMENT ADVISERS, LLC →

Introduction

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Frequently Asked Questions

What services does Alan J Herzog offer?

Alan J Herzog specializes in Investment Management. Contact their office in ST. LOUIS, Missouri for a consultation.

What are Alan J Herzog's credentials?

Alan J Herzog is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Alan J Herzog located?

Alan J Herzog is based in ST. LOUIS, Missouri, working with OLIVE STREET INVESTMENT ADVISERS, LLC. Their office serves clients in the ST. LOUIS metropolitan area and surrounding communities.

How does Alan J Herzog charge for services?

Alan J Herzog's firm is compensated through percentage of aum, other: see schedule d-miscellaneous. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is OLIVE STREET INVESTMENT ADVISERS, LLC?

OLIVE STREET INVESTMENT ADVISERS, LLC has approximately 246 employees and manages $178.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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