Unclaimed Profile

Kenneth Louis Mathis

HARDY REED, LLC·TUPELO, Mississippi

Series 7, Series 63, Series 65Clean record20 years registeredHARDY REED, LLC

101 S. FRONT STREET, TUPELO, MS 38804CRD# 1006874Firm CRD# 141024

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kenneth Louis Mathis · TUPELO, MS

Registration

CRD #1006874 · HARDY REED, LLC · 20 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: HARDY REED, LLC

HARDY REED, LLC

May 2012 – Feb 2025

TUPELO, MS

HILLIARD LYONS ASSET MANAGEMENT

Jan 2006 – Apr 2006

LOUISVILLE, KY

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · January 23, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HARDY REED, LLC

CRD 141024 · SEC 801-66976

AUM

$1.9B

Regulatory assets under management

Employees

348 client accounts

Services offered by HARDY REED, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at HARDY REED, LLC →

Introduction

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Frequently Asked Questions

What services does Kenneth Louis Mathis offer?

Kenneth Louis Mathis specializes in Financial Planning, Investment Management, Wealth Management.

What are Kenneth Louis Mathis's credentials?

Kenneth Louis Mathis is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kenneth Louis Mathis located?

Kenneth Louis Mathis is based in TUPELO, Mississippi, last registered with HARDY REED, LLC.

How does Kenneth Louis Mathis charge for services?

Kenneth Louis Mathis's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HARDY REED, LLC?

HARDY REED, LLC has approximately 18 employees and manages $1.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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