AdvisorOS Directory
Claim Profile
Unclaimed Profile
GS

Gerald Arthur Smith

BARNES PETTEY FINANCIAL ADVISORS, LLC·CLARKSDALE, Mississippi
SIE, Series 7, Series 63, Series 65CFPClean record20 years registeredBARNES PETTEY FINANCIAL ADVISORS, LLC
252 SUNFLOWER AVENUE, CLARKSDALE, MS 38614CRD# 2808361Firm CRD# 142944

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Gerald Arthur Smith · CLARKSDALE, MS
Registration
CRD #2808361 · BARNES PETTEY FINANCIAL ADVISORS, LLC · 20 years registered
Brand Profile
Not yet started
01

Career History

BARNES PETTEY FINANCIAL ADVISORS, LLC
Feb 2007 – present
BARNES PETTEY FINANCIAL ADVISORS
Dec 2005 – Feb 2007
OXFORD, MS
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 63
Series 65
Registration record
First registered · December 19, 2005
Years registered · 20
Professional designation · CFP
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
BARNES PETTEY FINANCIAL ADVISORS, LLC
CRD 142944 · SEC 801-67555
AUM
$1.1B
Regulatory assets under management
Employees
15
2,816 client accounts
Services offered by BARNES PETTEY FINANCIAL ADVISORS, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at BARNES PETTEY FINANCIAL ADVISORS, LLC →
Introduction

Speak with Gerald

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Gerald is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in CLARKSDALE?

Browse all registered financial advisors in CLARKSDALE, Mississippi or claim this profile if it's yours.

Browse CLARKSDALE AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does Gerald Arthur Smith offer?
Gerald Arthur Smith specializes in Financial Planning, Investment Management. Contact their office in CLARKSDALE, Mississippi for a consultation.
What are Gerald Arthur Smith's credentials?
Gerald Arthur Smith holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Gerald Arthur Smith located?
Gerald Arthur Smith is based in CLARKSDALE, Mississippi, working with BARNES PETTEY FINANCIAL ADVISORS, LLC. Their office serves clients in the CLARKSDALE metropolitan area and surrounding communities.
How does Gerald Arthur Smith charge for services?
Gerald Arthur Smith's firm is compensated through percentage of aum, hourly charges, subscription fees, other: i.e. percentage of assets in 401k plans/third party adviser fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is BARNES PETTEY FINANCIAL ADVISORS, LLC?
BARNES PETTEY FINANCIAL ADVISORS, LLC has approximately 15 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at BARNES PETTEY FINANCIAL ADVISORS, LLC

Dudley Mcbee Barnes
CLARKSDALE, MS
Julie Kelley Flowers
CLARKSDALE, MS
Glenn Walton Cofield
CLARKSDALE, MS
Holmes Sherard Pettey
CLARKSDALE, MS

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Mississippi
JACKSON (39)RIDGELAND (32)MADISON (7)TUPELO (6)FLOWOOD (5)MOSS POINT (3)HATTIESBURG (3)STARKVILLE (3)CLINTON (3)GULFPORT (2)
City Guides
JACKSON GuideRIDGELAND GuideMADISON GuideTUPELO GuideFLOWOOD Guide
Research
Advisor Fees in MississippiNational Fee Analysis
Request removal of this profile