Unclaimed Profile

Dudley Mcbee Barnes

BARNES PETTEY FINANCIAL ADVISORS, LLC·CLARKSDALE, Mississippi

SIE, Series 1, Series 7TO, Series 8, Series 9, Series 10, Series 6322 years registeredBARNES PETTEY FINANCIAL ADVISORS, LLC

252 SUNFLOWER AVENUE, CLARKSDALE, MS 38614CRD# 12794Firm CRD# 142944

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Dudley Mcbee Barnes · CLARKSDALE, MS

Registration

CRD #12794 · BARNES PETTEY FINANCIAL ADVISORS, LLC · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: BARNES PETTEY FINANCIAL ADVISORS, LLC

BARNES PETTEY FINANCIAL ADVISORS, LLC

Feb 2007 – Jan 2025

CLARKSDALE, MS

BARNES PETTEY FINANCIAL ADVISORS

Nov 2005 – Feb 2007

CLARKSDALE, MS

BARNES PETTEY FINANCIAL ADVISORS

Mar 2004 – Dec 2004

CLARKSDALE, MS

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 7TO

Series 8

Series 9

Series 10

Series 63

Registration record

First registered · March 5, 2004

Years registered · 22

Disclosure History

2009Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

BARNES PETTEY FINANCIAL ADVISORS, LLC

CRD 142944 · SEC 801-67555

AUM

$1.1B

Regulatory assets under management

Employees

2,816 client accounts

Services offered by BARNES PETTEY FINANCIAL ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at BARNES PETTEY FINANCIAL ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Dudley Mcbee Barnes offer?

Dudley Mcbee Barnes specializes in Financial Planning, Investment Management.

What are Dudley Mcbee Barnes's credentials?

Dudley Mcbee Barnes is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Dudley Mcbee Barnes located?

Dudley Mcbee Barnes is based in CLARKSDALE, Mississippi, last registered with BARNES PETTEY FINANCIAL ADVISORS, LLC.

How does Dudley Mcbee Barnes charge for services?

Dudley Mcbee Barnes's firm is compensated through percentage of aum, hourly charges, subscription fees, other: i.e. percentage of assets in 401k plans/third party adviser fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BARNES PETTEY FINANCIAL ADVISORS, LLC?

BARNES PETTEY FINANCIAL ADVISORS, LLC has approximately 15 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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