Unclaimed Profile

Shad Ray Ketcher

NEW ERA FINANCIAL ADVISORS, INC·WAYZATA, Minnesota

SIE, Series 6, Series 7, Series 6312 years registeredNEW ERA FINANCIAL ADVISORS, INC

801 TWELVE OAKS CENTER DRIVE, WAYZATA, MN 55391CRD# 2684383Firm CRD# 110603

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Shad Ray Ketcher · WAYZATA, MN

Registration

CRD #2684383 · NEW ERA FINANCIAL ADVISORS, INC · 12 years registered

Brand Profile

Not yet started

Career History

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

May 2023 – present

LPL FINANCIAL LLC

Jul 2023 – Jul 2023

HUTCHINSON, MN

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

May 2023 – May 2023

HUTCHINSON, MN

J. W. COLE ADVISORS, INC.

Jan 2014 – May 2023

Hutchinson, MN

NEW ERA FINANCIAL ADVISORS, INC.

Jan 2014 – May 2023

WAYZATA, MN

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Registration record

First registered · January 22, 2014

Years registered · 12

Disclosure History

2022Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

NEW ERA FINANCIAL ADVISORS, INC

CRD 110603 · SEC 801-26809

AUM

$964M

Regulatory assets under management

Employees

2,762 client accounts

Services offered by NEW ERA FINANCIAL ADVISORS, INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at NEW ERA FINANCIAL ADVISORS, INC →

Introduction

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Frequently Asked Questions

What services does Shad Ray Ketcher offer?

Shad Ray Ketcher specializes in Financial Planning, Investment Management. Contact their office in WAYZATA, Minnesota for a consultation.

What are Shad Ray Ketcher's credentials?

Shad Ray Ketcher is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Shad Ray Ketcher located?

Shad Ray Ketcher is based in WAYZATA, Minnesota, working with NEW ERA FINANCIAL ADVISORS, INC. Their office serves clients in the WAYZATA metropolitan area and surrounding communities.

How does Shad Ray Ketcher charge for services?

Shad Ray Ketcher's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NEW ERA FINANCIAL ADVISORS, INC?

NEW ERA FINANCIAL ADVISORS, INC has approximately 11 employees and manages $964M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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