Unclaimed Profile

Michael Anthony Rogers

360 FINANCIAL, INC.·WAYZATA, Minnesota

SIE, Series 7, Series 31, Series 63, Series 65Clean record12 years registered360 FINANCIAL, INC.

849 LAKE STREET EAST, WAYZATA, MN 55391CRD# 1999760Firm CRD# 168600

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael Anthony Rogers · WAYZATA, MN

Registration

CRD #1999760 · 360 FINANCIAL, INC. · 12 years registered

Brand Profile

Not yet started

Career History

LPL FINANCIAL LLC

Aug 2021 – present

360 FINANCIAL

Aug 2013 – present

LPL FINANCIAL LLC

Aug 2013 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 31

Series 63

Series 65

Registration record

First registered · August 30, 2013

Years registered · 12

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

360 FINANCIAL, INC.

CRD 168600 · SEC 801-78425

AUM

$475M

Regulatory assets under management

Employees

1,771 client accounts

Services offered by 360 FINANCIAL, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at 360 FINANCIAL, INC. →

Introduction

Speak with Michael

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Michael is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in WAYZATA?

Browse all registered financial advisors in WAYZATA, Minnesota or claim this profile if it's yours.

Browse WAYZATA Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Michael Anthony Rogers offer?

Michael Anthony Rogers specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in WAYZATA, Minnesota for a consultation.

What are Michael Anthony Rogers's credentials?

Michael Anthony Rogers is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael Anthony Rogers located?

Michael Anthony Rogers is based in WAYZATA, Minnesota, working with 360 FINANCIAL, INC.. Their office serves clients in the WAYZATA metropolitan area and surrounding communities.

How does Michael Anthony Rogers charge for services?

Michael Anthony Rogers's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is 360 FINANCIAL, INC.?

360 FINANCIAL, INC. has approximately 18 employees and manages $475M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →