Unclaimed Profile

John C Farni

QUANTITATIVE ASSET MANAGEMENT, LLC·WAYZATA, Minnesota

SIE, Series 7, Series 63, Series 66Clean record21 years registeredQUANTITATIVE ASSET MANAGEMENT, LLC

641 E. LAKE STREET, WAYZATA, MN 55391CRD# 4280441Firm CRD# 143279

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John C Farni · WAYZATA, MN

Registration

CRD #4280441 · QUANTITATIVE ASSET MANAGEMENT, LLC · 21 years registered

Brand Profile

Not yet started

Career History

QUANTITATIVE ASSET MANAGEMENT, LLC

Oct 2015 – present

RBC CAPITAL MARKETS, LLC

Apr 2005 – Oct 2015

WAYZATA, MN

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 66

Registration record

First registered · April 14, 2005

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

QUANTITATIVE ASSET MANAGEMENT, LLC

CRD 143279 · SEC 801-67607

AUM

$172M

Regulatory assets under management

Employees

179 client accounts

Services offered by QUANTITATIVE ASSET MANAGEMENT, LLC

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at QUANTITATIVE ASSET MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does John C Farni offer?

John C Farni specializes in Investment Management, Fee-Only Advisory. Contact their office in WAYZATA, Minnesota for a consultation.

What are John C Farni's credentials?

John C Farni is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John C Farni located?

John C Farni is based in WAYZATA, Minnesota, working with QUANTITATIVE ASSET MANAGEMENT, LLC. Their office serves clients in the WAYZATA metropolitan area and surrounding communities.

How does John C Farni charge for services?

John C Farni's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is QUANTITATIVE ASSET MANAGEMENT, LLC?

QUANTITATIVE ASSET MANAGEMENT, LLC has approximately 2 employees and manages $172M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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