Unclaimed Profile

Thomas Austin Hannon

CAPITAL FORMATION STRATEGIES INC·ST PAUL, Minnesota

Series 65Clean record10 years registeredCAPITAL FORMATION STRATEGIES INC

2550 UNIVERSITY AVE W., ST PAUL, MN 55114CRD# 5950339Firm CRD# 111124

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Austin Hannon · ST PAUL, MN

Registration

CRD #5950339 · CAPITAL FORMATION STRATEGIES INC · 10 years registered

Brand Profile

Not yet started

Career History

BALEFIRE, LLC

Apr 2024 – present

FUSE PARTNERS, LLC

Jun 2020 – Dec 2023

St Louis Park, MN

STEELE CAPITAL MANAGEMENT, INC.

Aug 2016 – Aug 2017

St. Paul, MN

CAPITAL FORMATION STRATEGIES INC

Sep 2015 – Dec 2020

ST PAUL, MN

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · September 8, 2015

Years registered · 10

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CAPITAL FORMATION STRATEGIES INC

CRD 111124 · SEC 801-80916

AUM

$135M

Regulatory assets under management

Employees

448 client accounts

Services offered by CAPITAL FORMATION STRATEGIES INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CAPITAL FORMATION STRATEGIES INC →

Introduction

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Frequently Asked Questions

What services does Thomas Austin Hannon offer?

Thomas Austin Hannon specializes in Financial Planning, Investment Management. Contact their office in ST PAUL, Minnesota for a consultation.

What are Thomas Austin Hannon's credentials?

Thomas Austin Hannon is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas Austin Hannon located?

Thomas Austin Hannon is based in ST PAUL, Minnesota, working with CAPITAL FORMATION STRATEGIES INC. Their office serves clients in the ST PAUL metropolitan area and surrounding communities.

How does Thomas Austin Hannon charge for services?

Thomas Austin Hannon's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CAPITAL FORMATION STRATEGIES INC?

CAPITAL FORMATION STRATEGIES INC has approximately 3 employees and manages $135M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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