Unclaimed Profile

Kimberly Kay Carpenter

SECURIAN FINANCIAL SERVICES, INC.·ST PAUL, Minnesota

SIE, Series 4, Series 7, Series 14, Series 24, Series 52TO, Series 53, Series 66, Series 99TOClean record12 years registeredSECURIAN FINANCIAL SERVICES, INC.

400 ROBERT STREET NORTH, ST PAUL, MN 55101-2098CRD# 4266541Firm CRD# 15296

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kimberly Kay Carpenter · ST PAUL, MN

Registration

CRD #4266541 · SECURIAN FINANCIAL SERVICES, INC. · 12 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SECURIAN FINANCIAL SERVICES, INC.

CRI SECURITIES, LLC

Jan 2014 – Nov 2021

ST PAUL, MN

SECURIAN FINANCIAL SERVICES, INC.

Jan 2014 – Aug 2023

ST PAUL, MN

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 14

Series 24

Series 52TO

Series 53

Series 66

Series 99TO

Registration record

First registered · January 15, 2014

Years registered · 12

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SECURIAN FINANCIAL SERVICES, INC.

CRD 15296 · SEC 801-45152

AUM

$20.7B

Regulatory assets under management

Employees

1,750

76,075 client accounts

Services offered by SECURIAN FINANCIAL SERVICES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at SECURIAN FINANCIAL SERVICES, INC. →

Introduction

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Frequently Asked Questions

What services does Kimberly Kay Carpenter offer?

Kimberly Kay Carpenter specializes in Financial Planning, Investment Management, Wealth Management.

What are Kimberly Kay Carpenter's credentials?

Kimberly Kay Carpenter is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kimberly Kay Carpenter located?

Kimberly Kay Carpenter is based in ST PAUL, Minnesota, last registered with SECURIAN FINANCIAL SERVICES, INC..

How does Kimberly Kay Carpenter charge for services?

Kimberly Kay Carpenter's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SECURIAN FINANCIAL SERVICES, INC.?

SECURIAN FINANCIAL SERVICES, INC. has approximately 1750 employees and manages $20.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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