Unclaimed Profile

Karen Petersen Rau

FIDUCIARY COUNSELLING INC·ST PAUL, Minnesota

SIE, Series 7, Series 9, Series 10, Series 24, Series 53, Series 63, Series 65Clean record20 years registeredFIDUCIARY COUNSELLING INC

2000 WELLS FARGO PLACE, ST PAUL, MN 55101-4930CRD# 2645942Firm CRD# 104753

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Karen Petersen Rau · ST PAUL, MN

Registration

CRD #2645942 · FIDUCIARY COUNSELLING INC · 20 years registered

Brand Profile

Not yet started

Career History

FIDUCIARY COUNSELLING INC

Dec 2016 – present

FIFTH THIRD SECURITIES, INC.

Nov 2013 – Aug 2016

CARPENTERSVILLE, IL

AUSDAL FINANCIAL PARTNERS, INC.

Sep 2010 – Oct 2013

DOWNERS GROVE, IL

CITIGROUP GLOBAL MARKETS INC.

May 2007 – May 2010

CHICAGO, IL

CITICORP INVESTMENT SERVICES

Aug 2005 – May 2007

CRYSTAL LAKE, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 24

Series 53

Series 63

Series 65

Registration record

First registered · August 17, 2005

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FIDUCIARY COUNSELLING INC

CRD 104753 · SEC 801-4158

AUM

$9.5B

Regulatory assets under management

Employees

1,691 client accounts

Services offered by FIDUCIARY COUNSELLING INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at FIDUCIARY COUNSELLING INC →

Introduction

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Frequently Asked Questions

What services does Karen Petersen Rau offer?

Karen Petersen Rau specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ST PAUL, Minnesota for a consultation.

What are Karen Petersen Rau's credentials?

Karen Petersen Rau is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Karen Petersen Rau located?

Karen Petersen Rau is based in ST PAUL, Minnesota, working with FIDUCIARY COUNSELLING INC. Their office serves clients in the ST PAUL metropolitan area and surrounding communities.

How does Karen Petersen Rau charge for services?

Karen Petersen Rau's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FIDUCIARY COUNSELLING INC?

FIDUCIARY COUNSELLING INC has approximately 88 employees and manages $9.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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