Unclaimed Profile

David Nmn Vasos

CRI SECURITIES, LLC·ST.PAUL, Minnesota

SIE, Series 7, Series 24, Series 27, Series 52TO, Series 53, Series 63, Series 65, Series 99TOCFPClean record23 years registeredCRI SECURITIES, LLC

400 ROBERT STREET NORTH, ST.PAUL, MN 55101CRD# 1060243Firm CRD# 22589

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Nmn Vasos · ST.PAUL, MN

Registration

CRD #1060243 · CRI SECURITIES, LLC · 23 years registered

Brand Profile

Not yet started

Career History

CETERA INVESTMENT ADVISERS LLC

Aug 2023 – present

CETERA WEALTH SERVICES, LLC

Aug 2023 – present

CRI SECURITIES, LLC

Jun 2010 – Oct 2021

MINNEAPOLIS, MN

SECURIAN FINANCIAL SERVICES, INC.

Jun 2010 – Aug 2023

MINNEAPOLIS, MN

MARATHON ADVISORS, INC

Jun 2003 – Sep 2008

MINNEAPOLIS, MN

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 27

Series 52TO

Series 53

Series 63

Series 65

Series 99TO

Registration record

First registered · June 3, 2003

Years registered · 23

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CRI SECURITIES, LLC

CRD 22589 · SEC 801-62434

AUM

$1.7B

Regulatory assets under management

Employees

269

4,517 client accounts

Services offered by CRI SECURITIES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at CRI SECURITIES, LLC →

Introduction

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Frequently Asked Questions

What services does David Nmn Vasos offer?

David Nmn Vasos specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ST.PAUL, Minnesota for a consultation.

What are David Nmn Vasos's credentials?

David Nmn Vasos holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is David Nmn Vasos located?

David Nmn Vasos is based in ST.PAUL, Minnesota, working with CRI SECURITIES, LLC. Their office serves clients in the ST.PAUL metropolitan area and surrounding communities.

How does David Nmn Vasos charge for services?

David Nmn Vasos's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CRI SECURITIES, LLC?

CRI SECURITIES, LLC has approximately 269 employees and manages $1.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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