Unclaimed Profile

Douglas Stephan King

OAKWOOD CAPITAL, INC.·ST. LOUIS PARK, Minnesota

SIE, Series 7, Series 8, Series 9, Series 10, Series 14, Series 24, Series 52TO, Series 63, Series 65, Series 99TOCFPClean record22 years registeredOAKWOOD CAPITAL, INC.

600 HIGHWAY 169 SOUTH, ST. LOUIS PARK, MN 55426CRD# 1375683Firm CRD# 112399

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Douglas Stephan King · ST. LOUIS PARK, MN

Registration

CRD #1375683 · OAKWOOD CAPITAL, INC. · 22 years registered

Brand Profile

Not yet started

Career History

OAKWOOD CAPITAL, INC.

Apr 2020 – present

GARDNER ADVISORS INC.

Apr 2020 – Dec 2020

Fort Myers, FL

PROSPERITY CAPITAL ADVISORS

Apr 2017 – Jun 2020

Wayzata, MN

CETERA ADVISOR NETWORKS LLC

Apr 2012 – Sep 2017

WAYZATA, MN

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Dec 2003 – Jan 2011

MINNEAPOLIS, MN

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 8

Series 9

Series 10

Series 14

Series 24

Series 52TO

Series 63

Series 65

Series 99TO

Registration record

First registered · December 17, 2003

Years registered · 22

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

OAKWOOD CAPITAL, INC.

CRD 112399 · SEC 801-120259

AUM

$221M

Regulatory assets under management

Employees

977 client accounts

Services offered by OAKWOOD CAPITAL, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at OAKWOOD CAPITAL, INC. →

Introduction

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Frequently Asked Questions

What services does Douglas Stephan King offer?

Douglas Stephan King specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ST. LOUIS PARK, Minnesota for a consultation.

What are Douglas Stephan King's credentials?

Douglas Stephan King holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Douglas Stephan King located?

Douglas Stephan King is based in ST. LOUIS PARK, Minnesota, working with OAKWOOD CAPITAL, INC.. Their office serves clients in the ST. LOUIS PARK metropolitan area and surrounding communities.

How does Douglas Stephan King charge for services?

Douglas Stephan King's firm is compensated through percentage of aum, hourly charges, subscription fees, other: solicitor fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is OAKWOOD CAPITAL, INC.?

OAKWOOD CAPITAL, INC. has approximately 20 employees and manages $221M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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