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James Francis Poepl

VERMILLION WEALTH MANAGEMENT INC.·ROSEMOUNT, Minnesota
SIE, Series 7, Series 66Clean record15 years registeredVERMILLION WEALTH MANAGEMENT INC.
15040 CANADA AVE. W, ROSEMOUNT, MN 55068CRD# 4789770Firm CRD# 281978

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James Francis Poepl · ROSEMOUNT, MN
Registration
CRD #4789770 · VERMILLION WEALTH MANAGEMENT INC. · 15 years registered
Brand Profile
Not yet started
01

Career History

VERMILLION WEALTH MANAGEMENT INC.
Jan 2016 – present
CETERA INVESTMENT ADVISERS LLC
Jan 2014 – Dec 2015
VERMILLION, MN
CETERA INVESTMENT SERVICES LLC
Jan 2011 – Jan 2014
VERMILLION, MN
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 66
Registration record
First registered · January 4, 2011
Years registered · 15
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
VERMILLION WEALTH MANAGEMENT INC.
CRD 281978 · SEC 801-107450
AUM
$308M
Regulatory assets under management
Employees
4
1,267 client accounts
Services offered by VERMILLION WEALTH MANAGEMENT INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at VERMILLION WEALTH MANAGEMENT INC. →
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05

Frequently Asked Questions

What services does James Francis Poepl offer?
James Francis Poepl specializes in Financial Planning, Investment Management. Contact their office in ROSEMOUNT, Minnesota for a consultation.
What are James Francis Poepl's credentials?
James Francis Poepl is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Francis Poepl located?
James Francis Poepl is based in ROSEMOUNT, Minnesota, working with VERMILLION WEALTH MANAGEMENT INC.. Their office serves clients in the ROSEMOUNT metropolitan area and surrounding communities.
How does James Francis Poepl charge for services?
James Francis Poepl's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is VERMILLION WEALTH MANAGEMENT INC.?
VERMILLION WEALTH MANAGEMENT INC. has approximately 4 employees and manages $308M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at VERMILLION WEALTH MANAGEMENT INC.

Andrew Michael Lucking
VERMILLION, MN
CFP

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