Unclaimed Profile

Nicholas Robert Asmus

BERGER FINANCIAL GROUP, INC.·PLYMOUTH, Minnesota

Series 7, Series 55, Series 63, Series 66Clean record12 years registeredBERGER FINANCIAL GROUP, INC.

1695 STATE HWY 169, PLYMOUTH, MN 55441CRD# 4658905Firm CRD# 308174

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Nicholas Robert Asmus · PLYMOUTH, MN

Registration

CRD #4658905 · BERGER FINANCIAL GROUP, INC. · 12 years registered

Brand Profile

Not yet started

Career History

BERGER FINANCIAL GROUP

Jul 2020 – present

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Feb 2016 – Aug 2020

Plymouth, MN

WADE FINANCIAL GROUP INC

Jan 2014 – Jul 2016

MINNEAPOLIS, MN

Registrations & Exams

FINRA examinations passed

Series 7

Series 55

Series 63

Series 66

Registration record

First registered · January 31, 2014

Years registered · 12

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BERGER FINANCIAL GROUP, INC.

CRD 308174 · SEC 801-118923

AUM

$1.7B

Regulatory assets under management

Employees

7,117 client accounts

Services offered by BERGER FINANCIAL GROUP, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at BERGER FINANCIAL GROUP, INC. →

Introduction

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Frequently Asked Questions

What services does Nicholas Robert Asmus offer?

Nicholas Robert Asmus specializes in Financial Planning, Investment Management. Contact their office in PLYMOUTH, Minnesota for a consultation.

What are Nicholas Robert Asmus's credentials?

Nicholas Robert Asmus is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Nicholas Robert Asmus located?

Nicholas Robert Asmus is based in PLYMOUTH, Minnesota, working with BERGER FINANCIAL GROUP, INC.. Their office serves clients in the PLYMOUTH metropolitan area and surrounding communities.

How does Nicholas Robert Asmus charge for services?

Nicholas Robert Asmus's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BERGER FINANCIAL GROUP, INC.?

BERGER FINANCIAL GROUP, INC. has approximately 64 employees and manages $1.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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