Unclaimed Profile

Michael William Stefano

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC·PLYMOUTH, Minnesota

SIE, Series 4, Series 7TO, Series 9, Series 10, Series 14, Series 24, Series 27, Series 40, Series 52TO, Series 63, Series 99TOClean record12 years registeredWEALTH ENHANCEMENT ADVISORY SERVICES, LLC

505 NORTH HWY 169, PLYMOUTH, MN 55441CRD# 821573Firm CRD# 116407

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael William Stefano · PLYMOUTH, MN

Registration

CRD #821573 · WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · 12 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Jan 2014 – Oct 2025

PLYMOUTH, MN

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7TO

Series 9

Series 10

Series 14

Series 24

Series 27

Series 40

Series 52TO

Series 63

Series 99TO

Registration record

First registered · January 15, 2014

Years registered · 12

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

CRD 116407 · SEC 801-60749

AUM

$72.0B

Regulatory assets under management

Employees

712

154,394 client accounts

Services offered by WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC →

Introduction

Speak with Michael

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Michael is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in PLYMOUTH?

Browse all registered financial advisors in PLYMOUTH, Minnesota or claim this profile if it's yours.

Browse PLYMOUTH Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Michael William Stefano offer?

Michael William Stefano specializes in Financial Planning, Investment Management.

What are Michael William Stefano's credentials?

Michael William Stefano is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael William Stefano located?

Michael William Stefano is based in PLYMOUTH, Minnesota, last registered with WEALTH ENHANCEMENT ADVISORY SERVICES, LLC.

How does Michael William Stefano charge for services?

Michael William Stefano's firm is compensated through percentage of aum, hourly charges, subscription fees, other: fees received from third party investment advisors. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WEALTH ENHANCEMENT ADVISORY SERVICES, LLC?

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC has approximately 712 employees and manages $72.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →