Unclaimed Profile

Peter James Swanson

SPEECE THORSON CAPITAL GROUP INC·MINNETONKA, Minnesota

Series 7, Series 63, Series 87Clean record8 years registeredSPEECE THORSON CAPITAL GROUP INC

601 CARLSON PARKWAY, MINNETONKA, MN 55305-5231CRD# 4208484Firm CRD# 106052

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Peter James Swanson · MINNETONKA, MN

Registration

CRD #4208484 · SPEECE THORSON CAPITAL GROUP INC · 8 years registered

Brand Profile

Not yet started

Career History

SPEECE THORSON CAPITAL GROUP INC

Aug 2017 – present

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 87

Registration record

First registered · August 24, 2017

Years registered · 8

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SPEECE THORSON CAPITAL GROUP INC

CRD 106052 · SEC 801-39816

AUM

$504M

Regulatory assets under management

Employees

40 client accounts

Services offered by SPEECE THORSON CAPITAL GROUP INC

Per Form ADV

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at SPEECE THORSON CAPITAL GROUP INC →

Introduction

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Frequently Asked Questions

What services does Peter James Swanson offer?

Peter James Swanson specializes in Investment Management, Retirement Planning, Wealth Management, Fee-Only Advisory. Contact their office in MINNETONKA, Minnesota for a consultation.

What are Peter James Swanson's credentials?

Peter James Swanson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Peter James Swanson located?

Peter James Swanson is based in MINNETONKA, Minnesota, working with SPEECE THORSON CAPITAL GROUP INC. Their office serves clients in the MINNETONKA metropolitan area and surrounding communities.

How does Peter James Swanson charge for services?

Peter James Swanson's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SPEECE THORSON CAPITAL GROUP INC?

SPEECE THORSON CAPITAL GROUP INC has approximately 4 employees and manages $504M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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