Unclaimed Profile

Shannon Marie O'leary

THE ADVOCATE GROUP, LLC·MINNETONKA, Minnesota

Clean record12 years registeredTHE ADVOCATE GROUP, LLC

601 CARLSON PARKWAY, MINNETONKA, MN 55305CRD# 6106265Firm CRD# 155270

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Shannon Marie O'leary · MINNETONKA, MN

Registration

CRD #6106265 · THE ADVOCATE GROUP, LLC · 12 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: THE ADVOCATE GROUP, LLC

THE ADVOCATE GROUP, LLC

Jan 2014 – May 2019

MINNETONKA, MN

Registrations & Exams

Registration record

First registered · January 9, 2014

Years registered · 12

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

THE ADVOCATE GROUP, LLC

CRD 155270 · SEC 801-72157

AUM

$636M

Regulatory assets under management

Employees

947 client accounts

Services offered by THE ADVOCATE GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at THE ADVOCATE GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Shannon Marie O'leary offer?

Shannon Marie O'leary specializes in Financial Planning, Investment Management.

What are Shannon Marie O'leary's credentials?

Shannon Marie O'leary is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Shannon Marie O'leary located?

Shannon Marie O'leary is based in MINNETONKA, Minnesota, last registered with THE ADVOCATE GROUP, LLC.

How does Shannon Marie O'leary charge for services?

Shannon Marie O'leary's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THE ADVOCATE GROUP, LLC?

THE ADVOCATE GROUP, LLC has approximately 17 employees and manages $636M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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