Unclaimed Profile

Charles Joseph Maxwell

MERISTEM FAMILY WEALTH, LLC·MINNETONKA, Minnesota

Series 6, Series 7, Series 22, Series 63, Series 65Clean record12 years registeredMERISTEM FAMILY WEALTH, LLC

701 CARLSON PARKWAY, MINNETONKA, MN 55305CRD# 1568653Firm CRD# 109141

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Charles Joseph Maxwell · MINNETONKA, MN

Registration

CRD #1568653 · MERISTEM FAMILY WEALTH, LLC · 12 years registered

Brand Profile

Not yet started

Career History

CRESSET ASSET MANAGEMENT, LLC

Jun 2022 – present

SARGENT MANAGEMENT CO

Nov 2014 – Jun 2022

MINNETONKA, MN

MERISTEM FAMILY WEALTH

Sep 2013 – Jun 2022

MINNETONKA, MN

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 22

Series 63

Series 65

Registration record

First registered · September 11, 2013

Years registered · 12

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MERISTEM FAMILY WEALTH, LLC

CRD 109141 · SEC 801-57126

AUM

$5.4B

Regulatory assets under management

Employees

768 client accounts

Services offered by MERISTEM FAMILY WEALTH, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at MERISTEM FAMILY WEALTH, LLC →

Introduction

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Frequently Asked Questions

What services does Charles Joseph Maxwell offer?

Charles Joseph Maxwell specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in MINNETONKA, Minnesota for a consultation.

What are Charles Joseph Maxwell's credentials?

Charles Joseph Maxwell is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Charles Joseph Maxwell located?

Charles Joseph Maxwell is based in MINNETONKA, Minnesota, working with MERISTEM FAMILY WEALTH, LLC. Their office serves clients in the MINNETONKA metropolitan area and surrounding communities.

How does Charles Joseph Maxwell charge for services?

Charles Joseph Maxwell's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MERISTEM FAMILY WEALTH, LLC?

MERISTEM FAMILY WEALTH, LLC has approximately 41 employees and manages $5.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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