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Timothy Scott Duffy

NORTHSTAR COMPANY, LLC·MINNEAPOLIS, Minnesota
Clean recordNORTHSTAR COMPANY, LLC
45 SOUTH 7TH STREET, MINNEAPOLIS, MN 55402-1617CRD# 4757521Firm CRD# 158003

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Timothy Scott Duffy · MINNEAPOLIS, MN
Registration
CRD #4757521 · NORTHSTAR COMPANY, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Timothy Scott Duffy is a registered financial advisor based in MINNEAPOLIS, Minnesota, affiliated with NORTHSTAR COMPANY, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Retirement Planning
Client Types
Pension & Retirement Plans
Introduction

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03

Firm Overview

Firm
NORTHSTAR COMPANY, LLC
NORTHSTAR CAPITAL, LLC
AUM
$917M
Regulatory assets under management
Employees
16
Total firm employees
View all advisors at NORTHSTAR COMPANY, LLC →
Services
Pension consulting
04

Background

Compensation
Percentage of AUM
Performance-based fees
Other: PORTFOLIO COMPANY MANAGEMENT AND BOARD FEES, TRANSACTION FEES
Regulatory
SEC/IARD CRD# 4757521
Firm CRD# 158003
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Timothy Scott Duffy offer?
Timothy Scott Duffy specializes in Retirement Planning. Contact their office in MINNEAPOLIS, Minnesota for a consultation.
What are Timothy Scott Duffy's credentials?
Timothy Scott Duffy is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Timothy Scott Duffy located?
Timothy Scott Duffy is based in MINNEAPOLIS, Minnesota, working with NORTHSTAR COMPANY, LLC. Their office serves clients in the MINNEAPOLIS metropolitan area and surrounding communities.
How does Timothy Scott Duffy charge for services?
Timothy Scott Duffy's firm is compensated through percentage of aum, performance-based fees, other: portfolio company management and board fees, transaction fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is NORTHSTAR COMPANY, LLC?
NORTHSTAR COMPANY, LLC has approximately 16 employees and manages $917M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at NORTHSTAR COMPANY, LLC

Christopher John Kocourek
MINNEAPOLIS, MN
Douglas Edwin Mark
MINNEAPOLIS, MN
Kenneth Richard Larsen
MINNEAPOLIS, MN
Scott Lee Becker
MINNEAPOLIS, MN
Brian James Schneider
MINNEAPOLIS, MN
Charles Lee Schroeder
MINNEAPOLIS, MN

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Research
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