Unclaimed Profile

Thomas Alfred Luing

CAPITAL MANAGEMENT ASSOCIATES INC·MINNEAPOLIS, Minnesota

SIE, Series 4, Series 7, Series 24, Series 27, Series 63, Series 66, Series 99TOCFPClean record23 years registeredCAPITAL MANAGEMENT ASSOCIATES INC

7900 XERXES AVE. S, STE 500, MINNEAPOLIS, MN 55431-1120CRD# 1502743Firm CRD# 105010

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Alfred Luing · MINNEAPOLIS, MN

Registration

CRD #1502743 · CAPITAL MANAGEMENT ASSOCIATES INC · 23 years registered

Brand Profile

Not yet started

Career History

CAPITAL MANAGEMENT ASSOCIATES INC

Sep 2011 – present

LPL FINANCIAL CORPORATION

Aug 2003 – Jun 2009

BLOOMINGTON, MN

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 27

Series 63

Series 66

Series 99TO

Registration record

First registered · August 15, 2003

Years registered · 23

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CAPITAL MANAGEMENT ASSOCIATES INC

CRD 105010 · SEC 801-35808

AUM

$1.7B

Regulatory assets under management

Employees

857 client accounts

Services offered by CAPITAL MANAGEMENT ASSOCIATES INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CAPITAL MANAGEMENT ASSOCIATES INC →

Introduction

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Frequently Asked Questions

What services does Thomas Alfred Luing offer?

Thomas Alfred Luing specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in MINNEAPOLIS, Minnesota for a consultation.

What are Thomas Alfred Luing's credentials?

Thomas Alfred Luing holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Thomas Alfred Luing located?

Thomas Alfred Luing is based in MINNEAPOLIS, Minnesota, working with CAPITAL MANAGEMENT ASSOCIATES INC. Their office serves clients in the MINNEAPOLIS metropolitan area and surrounding communities.

How does Thomas Alfred Luing charge for services?

Thomas Alfred Luing's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CAPITAL MANAGEMENT ASSOCIATES INC?

CAPITAL MANAGEMENT ASSOCIATES INC has approximately 17 employees and manages $1.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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