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Thomas Gifford Fee

SNS FINANCIAL GROUP, LLC·MINNEAPOLIS, Minnesota
Series 7, Series 63Clean record12 years registeredSNS FINANCIAL GROUP, LLC
43 MAIN STREET SE, MINNEAPOLIS, MN 55414CRD# 2236121Firm CRD# 152667

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Thomas Gifford Fee · MINNEAPOLIS, MN
Registration
CRD #2236121 · SNS FINANCIAL GROUP, LLC · 12 years registered
Brand Profile
Not yet started
01

Career History

Jan 2014May 2017
MINNEAPOLIS, MN
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 63
Registration record
First registered · January 16, 2014
Years registered · 12
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
SNS FINANCIAL GROUP, LLC
CRD 152667 · SEC 801-70998
AUM
$1.3B
Regulatory assets under management
Employees
19
2,958 client accounts
Services offered by SNS FINANCIAL GROUP, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Introduction

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05

Frequently Asked Questions

What services does Thomas Gifford Fee offer?
Thomas Gifford Fee specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in MINNEAPOLIS, Minnesota for a consultation.
What are Thomas Gifford Fee's credentials?
Thomas Gifford Fee is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas Gifford Fee located?
Thomas Gifford Fee is based in MINNEAPOLIS, Minnesota, working with SNS FINANCIAL GROUP, LLC. Their office serves clients in the MINNEAPOLIS metropolitan area and surrounding communities.
How does Thomas Gifford Fee charge for services?
Thomas Gifford Fee's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SNS FINANCIAL GROUP, LLC?
SNS FINANCIAL GROUP, LLC has approximately 19 employees and manages $1.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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