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Suzanne Marie Klapperich

SNS FINANCIAL GROUP, LLC·MINNEAPOLIS, Minnesota
SIE, Series 6, Series 63, Series 65Clean record7 years registeredSNS FINANCIAL GROUP, LLC
43 MAIN STREET SE, MINNEAPOLIS, MN 55414CRD# 3198166Firm CRD# 152667

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Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Suzanne Marie Klapperich · MINNEAPOLIS, MN
Registration
CRD #3198166 · SNS FINANCIAL GROUP, LLC · 7 years registered
Brand Profile
Not yet started
01

Career History

02

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 63
Series 65
Registration record
First registered · April 20, 2019
Years registered · 7
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
SNS FINANCIAL GROUP, LLC
CRD 152667 · SEC 801-70998
AUM
$1.3B
Regulatory assets under management
Employees
19
2,958 client accounts
Services offered by SNS FINANCIAL GROUP, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Introduction

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05

Frequently Asked Questions

What services does Suzanne Marie Klapperich offer?
Suzanne Marie Klapperich specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in MINNEAPOLIS, Minnesota for a consultation.
What are Suzanne Marie Klapperich's credentials?
Suzanne Marie Klapperich is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Suzanne Marie Klapperich located?
Suzanne Marie Klapperich is based in MINNEAPOLIS, Minnesota, working with SNS FINANCIAL GROUP, LLC. Their office serves clients in the MINNEAPOLIS metropolitan area and surrounding communities.
How does Suzanne Marie Klapperich charge for services?
Suzanne Marie Klapperich's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SNS FINANCIAL GROUP, LLC?
SNS FINANCIAL GROUP, LLC has approximately 19 employees and manages $1.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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