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Stephanie Elise Hartmann

FOCUS FINANCIAL NETWORK, INC.·MINNEAPOLIS, Minnesota
SIE, Series 3, Series 4, Series 6TO, Series 7, Series 8, Series 9, Series 10, Series 24, Series 52TO, Series 53, Series 55, Series 57TO, Series 63, Series 65, Series 66, Series 82TO, Series 99TOClean record18 years registeredFOCUS FINANCIAL NETWORK, INC.
1300 GODWARD STREET NE, MINNEAPOLIS, MN 55413CRD# 2302405Firm CRD# 116140

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Stephanie Elise Hartmann · MINNEAPOLIS, MN
Registration
CRD #2302405 · FOCUS FINANCIAL NETWORK, INC. · 18 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: FOCUS FINANCIAL NETWORK, INC.
THE OAK RIDGE FINANCIAL SERVICES GROUP, INC
Feb 2025 – Nov 2025
GOLDEN VALLEY, MN
FOCUS FINANCIAL
Apr 2021 – Feb 2025
MINNEAPOLIS, MN
MORGAN STANLEY
Oct 2017 – Apr 2019
BOZEMAN, MT
INTERCAM ADVISORS, INC.
Sep 2010 – Sep 2011
MIAMI, FL
BANC OF AMERICA INVESTMENT SERVICES, INC.
Oct 2008 – Dec 2008
NAPLES, FL
MORGAN STANLEY & CO. INCORPORATED
Oct 2007 – Jul 2008
FT. LAUDERDALE, FL
02

Registrations & Exams

FINRA examinations passed
SIE
Series 3
Series 4
Series 6TO
Series 7
Series 8
Series 9
Series 10
Series 24
Series 52TO
Series 53
Series 55
Series 57TO
Series 63
Series 65
Series 66
Series 82TO
Series 99TO
Registration record
First registered · October 4, 2007
Years registered · 18
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
FOCUS FINANCIAL NETWORK, INC.
CRD 116140 · SEC 801-71117
AUM
$5.4B
Regulatory assets under management
Employees
167
25,365 client accounts
Services offered by FOCUS FINANCIAL NETWORK, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at FOCUS FINANCIAL NETWORK, INC. →
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05

Frequently Asked Questions

What services does Stephanie Elise Hartmann offer?
Stephanie Elise Hartmann specializes in Financial Planning, Investment Management, Wealth Management.
What are Stephanie Elise Hartmann's credentials?
Stephanie Elise Hartmann is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Stephanie Elise Hartmann located?
Stephanie Elise Hartmann is based in MINNEAPOLIS, Minnesota, last registered with FOCUS FINANCIAL NETWORK, INC..
How does Stephanie Elise Hartmann charge for services?
Stephanie Elise Hartmann's firm is compensated through percentage of aum, hourly charges, subscription fees, other: percentage of assets under management with third party manager. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FOCUS FINANCIAL NETWORK, INC.?
FOCUS FINANCIAL NETWORK, INC. has approximately 167 employees and manages $5.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at FOCUS FINANCIAL NETWORK, INC.

Michael Scott Dales
MINNEAPOLIS, MN
John Kyle Watkins
MINNEAPOLIS, MN
CFP
Christina Chaconas
MINNEAPOLIS, MN
David Kenneth Heitkamp
MINNEAPOLIS, MN
CFP
David William Beissler
MINNEAPOLIS, MN
CFP
Walter Edward Pickup
MINNEAPOLIS, MN

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