Unclaimed Profile

Roger William Redmond

MARQUETTE ASSET MANAGEMENT, INC.·MINNEAPOLIS, Minnesota

Clean recordMARQUETTE ASSET MANAGEMENT, INC.

60 SOUTH SIXTH STREET STE 3700, MINNEAPOLIS, MN 55402CRD# 1264401Firm CRD# 104833

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Roger William Redmond · MINNEAPOLIS, MN

Registration

CRD #1264401 · MARQUETTE ASSET MANAGEMENT, INC.

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Roger William Redmond is a registered financial advisor based in MINNEAPOLIS, Minnesota, affiliated with MARQUETTE ASSET MANAGEMENT, INC.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Wealth Management

Client Types

Individuals

Introduction

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Firm Overview

Firm

MARQUETTE ASSET MANAGEMENT, LLC

MARQUETTE ASSET MANAGEMENT

AUM

$738M

Regulatory assets under management

Employees

Total firm employees

View all advisors at MARQUETTE ASSET MANAGEMENT, LLC →

Services

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Background

Compensation

Percentage of AUM

Subscription fees

Regulatory

SEC/IARD CRD# 1264401

Firm CRD# 104833

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Roger William Redmond offer?

Roger William Redmond specializes in Investment Management, Wealth Management. Contact their office in MINNEAPOLIS, Minnesota for a consultation.

What are Roger William Redmond's credentials?

Roger William Redmond is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Roger William Redmond located?

Roger William Redmond is based in MINNEAPOLIS, Minnesota, working with MARQUETTE ASSET MANAGEMENT, INC.. Their office serves clients in the MINNEAPOLIS metropolitan area and surrounding communities.

How does Roger William Redmond charge for services?

Roger William Redmond's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MARQUETTE ASSET MANAGEMENT, INC.?

MARQUETTE ASSET MANAGEMENT, INC. has approximately 10 employees and manages $738M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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