Unclaimed Profile

Matthew E Carter

MARQUETTE ASSET MANAGEMENT, INC.·MINNEAPOLIS, Minnesota

Clean recordMARQUETTE ASSET MANAGEMENT, INC.

60 SOUTH SIXTH STREET, MINNEAPOLIS, MN 55402CRD# 5906955Firm CRD# 104833

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Matthew E Carter · MINNEAPOLIS, MN

Registration

CRD #5906955 · MARQUETTE ASSET MANAGEMENT, INC.

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Matthew E Carter is a registered financial advisor based in MINNEAPOLIS, Minnesota, affiliated with MARQUETTE ASSET MANAGEMENT, INC.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Wealth Management

Client Types

Individuals

Introduction

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Firm Overview

Firm

MARQUETTE ASSET MANAGEMENT, LLC

MARQUETTE ASSET MANAGEMENT

AUM

$738M

Regulatory assets under management

Employees

Total firm employees

View all advisors at MARQUETTE ASSET MANAGEMENT, LLC →

Services

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Background

Compensation

Percentage of AUM

Subscription fees

Regulatory

SEC/IARD CRD# 5906955

Firm CRD# 104833

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Matthew E Carter offer?

Matthew E Carter specializes in Investment Management, Wealth Management. Contact their office in MINNEAPOLIS, Minnesota for a consultation.

What are Matthew E Carter's credentials?

Matthew E Carter is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Matthew E Carter located?

Matthew E Carter is based in MINNEAPOLIS, Minnesota, working with MARQUETTE ASSET MANAGEMENT, INC.. Their office serves clients in the MINNEAPOLIS metropolitan area and surrounding communities.

How does Matthew E Carter charge for services?

Matthew E Carter's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MARQUETTE ASSET MANAGEMENT, INC.?

MARQUETTE ASSET MANAGEMENT, INC. has approximately 10 employees and manages $738M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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