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Raymond Lee Nikkel

NORTH COMPASS FINANCIAL ADVISORS, LLC·GRAND RAPIDS, Minnesota
Series 6, Series 26, Series 63, Series 6519 years registeredNORTH COMPASS FINANCIAL ADVISORS, LLC
21 NE 5TH STREET, SUITE 301, GRAND RAPIDS, MN 55744CRD# 1833934Firm CRD# 146626

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Raymond Lee Nikkel · GRAND RAPIDS, MN
Registration
CRD #1833934 · NORTH COMPASS FINANCIAL ADVISORS, LLC · 19 years registered
Brand Profile
Not yet started
01

Career History

NORTH COMPASS FINANCIAL ADVISORS, INC.
Jun 2007Aug 2008
GRAND RAPIDS, MN
02

Registrations & Exams

FINRA examinations passed
Series 6
Series 26
Series 63
Series 65
Registration record
First registered · June 18, 2007
Years registered · 19
03

Disclosure History

1997Criminal·Final Disposition

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
NORTH COMPASS FINANCIAL ADVISORS, LLC
CRD 146626 · SEC 801-69206
AUM
$59M
Regulatory assets under management
Employees
1
620 client accounts
Services offered by NORTH COMPASS FINANCIAL ADVISORS, LLC
Per Form ADV
Portfolio management (individuals)
Publication of periodicals/newsletters
Other
Client types served by the firm
Per Form ADV
Individuals
Introduction

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05

Frequently Asked Questions

What services does Raymond Lee Nikkel offer?
Raymond Lee Nikkel specializes in Investment Management, Fee-Only Advisory. Contact their office in GRAND RAPIDS, Minnesota for a consultation.
What are Raymond Lee Nikkel's credentials?
Raymond Lee Nikkel is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Raymond Lee Nikkel located?
Raymond Lee Nikkel is based in GRAND RAPIDS, Minnesota, working with NORTH COMPASS FINANCIAL ADVISORS, LLC. Their office serves clients in the GRAND RAPIDS metropolitan area and surrounding communities.
How does Raymond Lee Nikkel charge for services?
Raymond Lee Nikkel's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is NORTH COMPASS FINANCIAL ADVISORS, LLC?
NORTH COMPASS FINANCIAL ADVISORS, LLC has approximately 1 employees and manages $59M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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