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Dale Alan Anich

NORTH COMPASS FINANCIAL ADVISORS, LLC·GRAND RAPIDS, Minnesota
Series 6, Series 26, Series 63, Series 65Clean record19 years registeredNORTH COMPASS FINANCIAL ADVISORS, LLC
21 NE 5TH STREET, SUITE 301, GRAND RAPIDS, MN 55744CRD# 1283578Firm CRD# 146626

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Dale Alan Anich · GRAND RAPIDS, MN
Registration
CRD #1283578 · NORTH COMPASS FINANCIAL ADVISORS, LLC · 19 years registered
Brand Profile
Not yet started
01

Career History

SPLIT ROCK PRIVATE TRADING AND WEALTH MANAGEMENT LLC
May 2020 – present
NORTH COMPASS FINANCIAL ADVISORS, LLC
Aug 2008 – Oct 2020
GRAND RAPIDS, MN
NORTH COMPASS FINANCIAL ADVISORS, INC.
Jun 2007 – Aug 2008
GRAND RAPIDS, MN
02

Registrations & Exams

FINRA examinations passed
Series 6
Series 26
Series 63
Series 65
Registration record
First registered · June 18, 2007
Years registered · 19
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
NORTH COMPASS FINANCIAL ADVISORS, LLC
CRD 146626 · SEC 801-69206
AUM
$59M
Regulatory assets under management
Employees
1
620 client accounts
Services offered by NORTH COMPASS FINANCIAL ADVISORS, LLC
Per Form ADV
Portfolio management (individuals)
Publication of periodicals/newsletters
Other
Client types served by the firm
Per Form ADV
Individuals
View all advisors at NORTH COMPASS FINANCIAL ADVISORS, LLC →
Introduction

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05

Frequently Asked Questions

What services does Dale Alan Anich offer?
Dale Alan Anich specializes in Investment Management, Fee-Only Advisory. Contact their office in GRAND RAPIDS, Minnesota for a consultation.
What are Dale Alan Anich's credentials?
Dale Alan Anich is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Dale Alan Anich located?
Dale Alan Anich is based in GRAND RAPIDS, Minnesota, working with NORTH COMPASS FINANCIAL ADVISORS, LLC. Their office serves clients in the GRAND RAPIDS metropolitan area and surrounding communities.
How does Dale Alan Anich charge for services?
Dale Alan Anich's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is NORTH COMPASS FINANCIAL ADVISORS, LLC?
NORTH COMPASS FINANCIAL ADVISORS, LLC has approximately 1 employees and manages $59M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at NORTH COMPASS FINANCIAL ADVISORS, LLC

Raymond Lee Nikkel
GRAND RAPIDS, MN

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