Unclaimed Profile

Richard Wayne Filippone

CAHILL FINANCIAL ADVISORS, INC.·EDINA, Minnesota

Series 63, Series 6512 years registeredCAHILL FINANCIAL ADVISORS, INC.

7261 OHMS LANE, EDINA, MN 55439CRD# 1700715Firm CRD# 109890

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Wayne Filippone · EDINA, MN

Registration

CRD #1700715 · CAHILL FINANCIAL ADVISORS, INC. · 12 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CAHILL FINANCIAL ADVISORS, INC.

CAHILL FINANCIAL ADVISORS, INC.

Jan 2014 – Mar 2024

EDINA, MN

Registrations & Exams

FINRA examinations passed

Series 63

Series 65

Registration record

First registered · January 30, 2014

Years registered · 12

Disclosure History

2023Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CAHILL FINANCIAL ADVISORS, INC.

CRD 109890 · SEC 801-18388

AUM

$1.3B

Regulatory assets under management

Employees

4,061 client accounts

Services offered by CAHILL FINANCIAL ADVISORS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at CAHILL FINANCIAL ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does Richard Wayne Filippone offer?

Richard Wayne Filippone specializes in Financial Planning, Investment Management.

What are Richard Wayne Filippone's credentials?

Richard Wayne Filippone is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Wayne Filippone located?

Richard Wayne Filippone is based in EDINA, Minnesota, last registered with CAHILL FINANCIAL ADVISORS, INC..

How does Richard Wayne Filippone charge for services?

Richard Wayne Filippone's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CAHILL FINANCIAL ADVISORS, INC.?

CAHILL FINANCIAL ADVISORS, INC. has approximately 21 employees and manages $1.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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