Unclaimed Profile

Joanne (nmn) Rogers

USADVISORS WEALTH MANAGEMENT, LLC·EDEN PRAIRIE, Minnesota

SIE, Series 7, Series 8, Series 9, Series 10, Series 24, Series 63, Series 65, Series 99TOClean record22 years registeredUSADVISORS WEALTH MANAGEMENT, LLC

15750 VENTURE LANE, EDEN PRAIRIE, MN 55344CRD# 1274531Firm CRD# 158108

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joanne (nmn) Rogers · EDEN PRAIRIE, MN

Registration

CRD #1274531 · USADVISORS WEALTH MANAGEMENT, LLC · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: USADVISORS WEALTH MANAGEMENT, LLC

LPL FINANCIAL LLC

Jan 2019 – Nov 2023

EDEN PRAIRIE, MN

SECURITIES AMERICA ADVISORS, INC.

Sep 2010 – Jan 2019

EDEN PRAIRIE, MN

AMERIPRISE FINANCIAL SERVICES, INC.

May 2005 – Oct 2005

MPLS, MN

SUNAMERICA SECURITIES, INC.

Aug 2003 – Apr 2004

PHOENIX, AZ

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 8

Series 9

Series 10

Series 24

Series 63

Series 65

Series 99TO

Registration record

First registered · August 18, 2003

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

USADVISORS WEALTH MANAGEMENT, LLC

CRD 158108 · SEC 801-77961

AUM

$425M

Regulatory assets under management

Employees

2,138 client accounts

Services offered by USADVISORS WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at USADVISORS WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Joanne (nmn) Rogers offer?

Joanne (nmn) Rogers specializes in Financial Planning, Investment Management, Wealth Management.

What are Joanne (nmn) Rogers's credentials?

Joanne (nmn) Rogers is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Joanne (nmn) Rogers located?

Joanne (nmn) Rogers is based in EDEN PRAIRIE, Minnesota, last registered with USADVISORS WEALTH MANAGEMENT, LLC.

How does Joanne (nmn) Rogers charge for services?

Joanne (nmn) Rogers's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is USADVISORS WEALTH MANAGEMENT, LLC?

USADVISORS WEALTH MANAGEMENT, LLC has approximately 18 employees and manages $425M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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